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UPSE SECURITIES LTD Complaints

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Complaint against UPSE SECURITIES LTD Broker

UPSE SECURITIES LTD brokerage complaints report provide detail about the number of complaints received by the stock exchanges from the UPSE SECURITIES LTD customers. The UPSE SECURITIES LTD complaints report analyzes the UPSE SECURITIES LTD online complaint data provided by BSE and NSE. This report shows the health of the broker.

These complaints are serious grievances against UPSE SECURITIES LTD broker which the broker and customer failed to resolve. The customer then filed these legal complaints with the stock exchange.

The UPSE SECURITIES LTD complaint no. report also provides UPSE SECURITIES LTD’s number of active clients. This shows the growth of the broker year on year.

UPSE SECURITIES LTD Complaints

Exchange	Financial Year	Total Complaints	Active Clients
NSE	2018-19	1	1,002
NSE	2017-18	2	996
BSE	2016-17	1	3,112
BSE	2015-16	1	2,469
BSE	2013-14	1	13,701

UPSE SECURITIES LTD complaint at NSE

	2018-19	2017-18
Active Clients	1002	996
Complaints	1	2
Resolved through the exchange	1	2
Non actionable	0	0
Advised / Opted for arbitration	0	0
Pending for redressal with exchange	0	0
No. of arbitration filed by clients
Decided by arbitrators in favour of the clients
Decided by the arbitrators
Pending for redressal with arbitrators

UPSE SECURITIES LTD complaint at BSE

	2016-17	2015-16	2013-14
Active Clients	3112	2469	13701
Complaints	1	1	1
Resolved through the exchange	1	1
Non actionable	0	0
Advised / Opted for arbitration	0	0
Pending for redressal with exchange	0	0
No. of arbitration filed by clients	0	0
Decided by arbitrators in favour of the clients	0	0
Decided by the arbitrators	0	0
Pending for redressal with arbitrators	0	0

Note:

* Including against its sub brokers, authorised persons, employees, etc.
** Non actionable means the complaint that are incomplete / outside the scope of the Stock Exchange

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