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UPSE SECURITIES LTD Complaints

Complaint against UPSE SECURITIES LTD Broker

UPSE SECURITIES LTD brokerage complaints report provide detail about the number of complaints received by the stock exchanges from the UPSE SECURITIES LTD customers. The UPSE SECURITIES LTD complaints report analyzes the UPSE SECURITIES LTD online complaint data provided by BSE and NSE. This report shows the health of the broker.

These complaints are serious grievances against UPSE SECURITIES LTD broker which the broker and customer failed to resolve. The customer then filed these legal complaints with the stock exchange.

The UPSE SECURITIES LTD complaint no. report also provides UPSE SECURITIES LTD’s number of active clients. This shows the growth of the broker year on year.

UPSE SECURITIES LTD Complaints

Exchange Financial Year Total Complaints Active Clients
NSE 2018-19 1 1,002
NSE 2017-18 2 996
BSE 2016-17 1 3,112
BSE 2015-16 1 2,469
BSE 2013-14 1 13,701

UPSE SECURITIES LTD complaint at NSE

2018-192017-18
Active Clients1002996
Complaints12
Resolved through the exchange12
Non actionable00
Advised / Opted for arbitration00
Pending for redressal with exchange00
No. of arbitration filed by clients
Decided by arbitrators in favour of the clients
Decided by the arbitrators
Pending for redressal with arbitrators

UPSE SECURITIES LTD complaint at BSE

2016-172015-162013-14
Active Clients3112246913701
Complaints111
Resolved through the exchange11
Non actionable00
Advised / Opted for arbitration00
Pending for redressal with exchange00
No. of arbitration filed by clients00
Decided by arbitrators in favour of the clients00
Decided by the arbitrators00
Pending for redressal with arbitrators00

Note:

  • * Including against its sub brokers, authorised persons, employees, etc.
  • ** Non actionable means the complaint that are incomplete / outside the scope of the Stock Exchange

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