SPFL SECURITIES LTD Consumer Complaints

Complaint against SPFL SECURITIES LTD Broker

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SPFL SECURITIES LTD brokerage complaints report provide detail about the number of complaints received by the stock exchanges from the SPFL SECURITIES LTD customers. The SPFL SECURITIES LTD consumer complaints report analyzes the SPFL SECURITIES LTD online complaint data provided by BSE and NSE. This report shows the health of the broker.

These complaints are serious grievances against SPFL SECURITIES LTD broker which the broker and customer failed to resolve. The customer then filed these legal complaints with the stock exchange.

The SPFL SECURITIES LTD complaint no. report also provides SPFL SECURITIES LTD’s number of active clients. This shows the growth of the broker year on year.

SPFL SECURITIES LTD Consumer Complaints

Exchange Financial Year Number of Clients   ? Total Complaints  ?
BSE 2019-20 3,261 1
NSE 2019-20 4,810 2
NSE 2017-18 6,422 1
NSE 2016-17 5,599 1
NSE 2015-16 5,170 3
BSE 2014-15 5,894 4
NSE 2014-15 6,015 5
BSE 2013-14 25,460 2
NSE 2013-14 5,318 3
BSE 2012-13 24,352 6
NSE 2012-13 23,985 3
BSE 2011-12 22,847 2
NSE 2011-12 22,885 4

SPFL SECURITIES LTD complaint at NSE

2019-202017-182016-17
Defaulter Yes/NoNoNoNo
No. of clients at the beginning of the year
No. of active clients481064225599
No. of complaints received *211
Resolved through the exchange111
Non actionable **000
Advised / Opted for arbitration000
Pending for redressal with exchange100
No. of arbitration filed by clients1
Decided by arbitrators in favour of the clients1
Decided by the arbitrators0
Pending for redressal with arbitrators0
% of No. of complaints as against No. of active clients0.040.010.01
% of complaints resolved as against complaints received50100100

SPFL SECURITIES LTD complaint at BSE

2019-202014-152013-14
Defaulter Yes/NoNoNo
No. of clients at the beginning of the year3285426350
No. of active clients3261589425460
No. of complaints received *142
Resolved through the exchange04
Non actionable **00
Advised / Opted for arbitration00
Pending for redressal with exchange10
No. of arbitration filed by clients00
Decided by arbitrators in favour of the clients00
Decided by the arbitrators00
Pending for redressal with arbitrators00
% of No. of complaints as against No. of active clients00.07
% of complaints resolved as against complaints received0100

Note:

  • * Including against its sub brokers, authorised persons, employees, etc.
  • ** Non actionable means the complaint that are incomplete / outside the scope of the Stock Exchange

Contact SPFL SECURITIES LTD

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Are you a day trader?


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