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FULLERTON SECURITIES & WEALTH ADVISORS LTD Complaints

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Complaint against FULLERTON SECURITIES & WEALTH ADVISORS LTD Broker

FULLERTON SECURITIES & WEALTH ADVISORS LTD brokerage complaints report provide detail about the number of complaints received by the stock exchanges from the FULLERTON SECURITIES & WEALTH ADVISORS LTD customers. The FULLERTON SECURITIES & WEALTH ADVISORS LTD complaints report analyzes the FULLERTON SECURITIES & WEALTH ADVISORS LTD online complaint data provided by BSE and NSE. This report shows the health of the broker.

These complaints are serious grievances against FULLERTON SECURITIES & WEALTH ADVISORS LTD broker which the broker and customer failed to resolve. The customer then filed these legal complaints with the stock exchange.

The FULLERTON SECURITIES & WEALTH ADVISORS LTD complaint no. report also provides FULLERTON SECURITIES & WEALTH ADVISORS LTD’s number of active clients. This shows the growth of the broker year on year.

FULLERTON SECURITIES & WEALTH ADVISORS LTD Complaints

Exchange	Financial Year	Total Complaints	Active Clients
BSE	2013-14	2	11,553
NSE	2013-14	2	814
BSE	2012-13	1	11,397
NSE	2012-13	1	11,646
BSE	2011-12	2	9,247
NSE	2011-12	6	10,577

FULLERTON SECURITIES & WEALTH ADVISORS LTD complaint at NSE

	2013-14	2012-13	2011-12
Active Clients	814	11646	10577
Complaints	2	1	6
Resolved through the exchange
Non actionable
Advised / Opted for arbitration
Pending for redressal with exchange
No. of arbitration filed by clients
Decided by arbitrators in favour of the clients
Decided by the arbitrators
Pending for redressal with arbitrators

FULLERTON SECURITIES & WEALTH ADVISORS LTD complaint at BSE

	2013-14	2012-13	2011-12
Active Clients	11553	11397	9247
Complaints	2	1	2
Resolved through the exchange
Non actionable
Advised / Opted for arbitration
Pending for redressal with exchange
No. of arbitration filed by clients
Decided by arbitrators in favour of the clients
Decided by the arbitrators
Pending for redressal with arbitrators

Note:

* Including against its sub brokers, authorised persons, employees, etc.
** Non actionable means the complaint that are incomplete / outside the scope of the Stock Exchange

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