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ASE CAPITAL MARKETS LTD Complaints

Complaint against ASE CAPITAL MARKETS LTD Broker

ASE CAPITAL MARKETS LTD brokerage complaints report provide detail about the number of complaints received by the stock exchanges from the ASE CAPITAL MARKETS LTD customers. The ASE CAPITAL MARKETS LTD complaints report analyzes the ASE CAPITAL MARKETS LTD online complaint data provided by BSE and NSE. This report shows the health of the broker.

These complaints are serious grievances against ASE CAPITAL MARKETS LTD broker which the broker and customer failed to resolve. The customer then filed these legal complaints with the stock exchange.

The ASE CAPITAL MARKETS LTD complaint no. report also provides ASE CAPITAL MARKETS LTD’s number of active clients. This shows the growth of the broker year on year.

ASE CAPITAL MARKETS LTD Complaints

Exchange Financial Year Total Complaints Active Clients
BSE 2019-20 2 28,938
NSE 2019-20 3 15,989
NSE 2018-19 1 19,205
NSE 2017-18 1 21,495
BSE 2016-17 1 33,913
NSE 2016-17 2 14,986
BSE 2015-16 4 26,199
NSE 2015-16 1 8,010
BSE 2013-14 5 96,986
NSE 2013-14 1 4,410
BSE 2012-13 1 94,216
BSE 2011-12 24 90,519
NSE 2011-12 17 16,623

ASE CAPITAL MARKETS LTD complaint at NSE

2019-202018-192017-18
Active Clients159891920521495
Complaints311
Resolved through the exchange311
Non actionable000
Advised / Opted for arbitration000
Pending for redressal with exchange000
No. of arbitration filed by clients
Decided by arbitrators in favour of the clients
Decided by the arbitrators
Pending for redressal with arbitrators

ASE CAPITAL MARKETS LTD complaint at BSE

2019-202016-172015-16
Active Clients289383391326199
Complaints214
Resolved through the exchange214
Non actionable000
Advised / Opted for arbitration000
Pending for redressal with exchange000
No. of arbitration filed by clients000
Decided by arbitrators in favour of the clients000
Decided by the arbitrators000
Pending for redressal with arbitrators000

Note:

  • * Including against its sub brokers, authorised persons, employees, etc.
  • ** Non actionable means the complaint that are incomplete / outside the scope of the Stock Exchange

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