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ASE CAPITAL MARKETS LTD Complaints

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Complaint against ASE CAPITAL MARKETS LTD Broker

ASE CAPITAL MARKETS LTD brokerage complaints report provide detail about the number of complaints received by the stock exchanges from the ASE CAPITAL MARKETS LTD customers. The ASE CAPITAL MARKETS LTD complaints report analyzes the ASE CAPITAL MARKETS LTD online complaint data provided by BSE and NSE. This report shows the health of the broker.

These complaints are serious grievances against ASE CAPITAL MARKETS LTD broker which the broker and customer failed to resolve. The customer then filed these legal complaints with the stock exchange.

The ASE CAPITAL MARKETS LTD complaint no. report also provides ASE CAPITAL MARKETS LTD’s number of active clients. This shows the growth of the broker year on year.

ASE CAPITAL MARKETS LTD Complaints

Exchange	Financial Year	Total Complaints	Active Clients
BSE	2019-20	2	28,938
NSE	2019-20	3	15,989
NSE	2018-19	1	19,205
NSE	2017-18	1	21,495
BSE	2016-17	1	33,913
NSE	2016-17	2	14,986
BSE	2015-16	4	26,199
NSE	2015-16	1	8,010
BSE	2013-14	5	96,986
NSE	2013-14	1	4,410
BSE	2012-13	1	94,216
BSE	2011-12	24	90,519
NSE	2011-12	17	16,623

ASE CAPITAL MARKETS LTD complaint at NSE

	2019-20	2018-19	2017-18
Active Clients	15989	19205	21495
Complaints	3	1	1
Resolved through the exchange	3	1	1
Non actionable	0	0	0
Advised / Opted for arbitration	0	0	0
Pending for redressal with exchange	0	0	0
No. of arbitration filed by clients
Decided by arbitrators in favour of the clients
Decided by the arbitrators
Pending for redressal with arbitrators

ASE CAPITAL MARKETS LTD complaint at BSE

	2019-20	2016-17	2015-16
Active Clients	28938	33913	26199
Complaints	2	1	4
Resolved through the exchange	2	1	4
Non actionable	0	0	0
Advised / Opted for arbitration	0	0	0
Pending for redressal with exchange	0	0	0
No. of arbitration filed by clients	0	0	0
Decided by arbitrators in favour of the clients	0	0	0
Decided by the arbitrators	0	0	0
Pending for redressal with arbitrators	0	0	0

Note:

* Including against its sub brokers, authorised persons, employees, etc.
** Non actionable means the complaint that are incomplete / outside the scope of the Stock Exchange

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