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Broker Complaints in FY 2015-16 at NSE

Exchange:  NSE
Financial Year:  2015-16
Last Updated:  Sunday, January 8, 2017

List of complaints received against stock / commodity brokers at NSE in financial year 2015-16. This page also provides the number of active client's brokers in India.

We have also ranked the broker by number of complaints exchange received against them. If broker is ranked low in the rank (i.e. 1); it means the broker is comparatively good in terms resolving investor problems or grievances.

Complaint against Brokers at NSE in FY 2015-16

Broker Name Broker Detail Number of Clients   Know more Total Complaints   Know more
ICICI SECURITIES LTD Broker Detail... 560,438 153
HDFC SECURITIES LTD Broker Detail... 408,059 75
SHAREKHAN LTD Broker Detail... 335,843 159
INDIA INFOLINE LTD Broker Detail... 262,930 238
KOTAK SECURITIES LTD Broker Detail... 246,945 140
AXIS SECURITIES LTD Broker Detail... 184,325 29
GEOJIT BNP PARIBAS FINANCIAL SERVICES LTD Broker Detail... 177,397 32
ANGEL BROKING PVT LTD Broker Detail... 170,808 279
KARVY STOCK BROKING LTD Broker Detail... 166,923 191
MOTILAL OSWAL SECURITIES LTD Broker Detail... 165,844 116
SBICAP SECURITIES LTD Broker Detail... 125,828 78
RELIGARE SECURITIES LTD Broker Detail... 120,282 109
RELIANCE SECURITIES LTD Broker Detail... 97,390 57
EDELWEISS BROKING LTD Broker Detail... 77,459 125
SMC GLOBAL SECURITIES LTD Broker Detail... 64,231 86
ZERODHA Broker Detail... 61,970 25
NIRMAL BANG SECURITIES PVT LTD Broker Detail... 61,362 108
VENTURA SECURITIES LTD Broker Detail... 59,228 56
ANAND RATHI SHARE & STOCK BROKERS LTD Broker Detail... 58,264 51
ADITYA BIRLA MONEY LTD Broker Detail... 39,497 45
INDIABULLS VENTURES LTD Broker Detail... 38,553 60
BONANZA PORTFOLIO LTD Broker Detail... 33,606 34
MARWADI SHARES & FINANCE LTD Broker Detail... 33,442 4
INTEGRATED ENTERPRISES INDIA LTD 33,393 28
BMA WEALTH CREATORS LTD 32,400 287
MASTER CAPITAL SERVICES LTD Broker Detail... 32,003 19
NETWORTH STOCK BROKING LTD Broker Detail... 30,544 29
SHRIRAM INSIGHT SHARE BROKERS LTD 29,119 18
JM FINANCIAL SERVICES LTD Broker Detail... 28,292 12
SHRI PARASRAM HOLDINGS PVT LTD Broker Detail... 22,707 4
TRADEBULLS SECURITIES PVT LTD Broker Detail... 22,673 34
LKP SECURITIES LTD Broker Detail... 21,643 85
IDBI CAPITAL MARKET SERVICES LTD Broker Detail... 21,376 22
ASIT C MEHTA INVESTMENT INTERRMEDIATES LTD Broker Detail... 20,077 4
JHAVERI SECURITIES LTD 20,040 2
GLOBE CAPITAL MARKET LTD Broker Detail... 19,352 36
SUSHIL FINANCIAL SERVICES PVT LTD Broker Detail... 18,802 8
EUREKA STOCK & SHARE BROKING SERVICES LTD Broker Detail... 18,162 4
ARIHANT CAPITAL MARKETS LTD Broker Detail... 18,015 4
ALANKIT ASSIGNMENTS LTD Broker Detail... 16,666 15
SWASTIKA INVESTMART LTD 16,035 29
WAY2WEALTH BROKERS PVT LTD Broker Detail... 15,355 15
TRUSTLINE SECURITIES LTD Broker Detail... 15,311 24
MONARCH PROJECT & FINMARKETS LTD 14,526 3
JAINAM SHARE CONSULTANTS PVT LTD Broker Detail... 14,344 6
STEEL CITY SECURITIES LTD 14,323 2
EMKAY GLOBAL FINANCIAL SERVICES LTD Broker Detail... 13,740 9
ASHIKA STOCK BROKING LTD Broker Detail... 13,583 5
PRABHUDAS LILLADHER PVT LTD Broker Detail... 12,369 4
ISE SECURITIES & SERVICES LTD Broker Detail... 12,207 7
ARCADIA SHARE & STOCK BROKERS PVT LTD Broker Detail... 11,404 21
KIFS SECURITIES LTD Broker Detail... 11,352 2
KIFS SECURITIES PVT LTD Broker Detail... 11,352 2
BGSE FINANCIALS LTD Broker Detail... 11,049 3
INDITRADE CAPITAL LTD 10,697 2
RKSV SECURITIES INDIA PVT LTD Broker Detail... 10,622 10
PCS SECURITIES LTD 9,946 1
SURESH RATHI SECURITIES PVT LTD 9,929 1
R K GLOBAL SHARES & SECURITIES LTD Broker Detail... 9,815 8
VNS FINANCE & CAPITAL SERVICES LTD Broker Detail... 9,644 5
PHILLIPCAPITAL INDIA PVT LTD Broker Detail... 9,540 8
GUINESS SECURITIES LTD 9,164 17
FAIRWEALTH SECURITIES LTD 8,888 25
INTIME EQUITIES LTD 8,823 20
STANDARD CHARTERED SECURITIES INDIA LTD 8,797 12
DBFS SECURITIES LTD 8,708 3
INDIANIVESH SECURITIES PVT LTD 8,276 3
SAMCO SECURITIES LTD Broker Detail... 8,256 8
SHREE BAHUBALI INTERNATIONAL LTD 8,238 4
ADROIT FINANCIAL SERVICES PVT LTD 8,115 7
ASE CAPITAL MARKETS LTD Broker Detail... 8,010 1
HEDGE EQUITIES LTD 7,912 9
SSJ FINANCE & SECURITIES PVT LTD Broker Detail... 7,904 6
MANSUKH SECURITIES & FINANCE LTD 7,901 8
SHCIL SERVICES LTD 7,703 1
CAPSTOCKS & SECURITIES INDIA PVT LTD 7,117 2
C.D. EQUISEARCH PVT LTD 7,089 29
PRUDENT BROKING SERVICES PVT LTD 6,945 4
PACE STOCK BROKING SERVICES PVT LTD Broker Detail... 6,878 9
LSE SECURITIES LTD 6,763 8
TECHNO SHARES & STOCKS PVT LTD 6,597 1
COIMBATORE CAPITAL LTD 6,530 3
DESTIMONEY SECURITIES PVT LTD Broker Detail... 6,519 13
MICROSEC CAPITAL LTD Broker Detail... 6,483 2
SOUTH ASIAN STOCKS LTD Broker Detail... 6,436 8
MANGAL KESHAV SECURITIES LTD Broker Detail... 6,273 1
IFCI FINANCIAL SERVICES LTD 6,080 7
B N RATHI SECURITIES LTD 6,077 2
GEPL CAPITAL PVT LTD 5,924 1
TATA SECURITIES LTD 5,820 2
PEERLESS SECURITIES LTD Broker Detail... 5,792 6
SYKES & RAY EQUITIES INDIA LTD Broker Detail... 5,562 2
MUTHOOT SECURITIES LTD 5,481 3
CONSORTIUM SECURITIES PVT LTD 5,467 7
INDBANK MERCHANT BANKING SERVICES LTD 5,457 2
JK SECURITIES PVT LTD 5,395 1
BP EQUITIES PVT LTD Broker Detail... 5,235 1
SUNIDHI SECURITIES & FINANCE LTD Broker Detail... 5,179 2
SPFL SECURITIES LTD Broker Detail... 5,170 3
AMRAPALI AADYA TRADING & INVESTMENT PVT LTD 5,165 23
BANSAL FINSTOCK PVT LTD Broker Detail... 5,065 26
MATALIA STOCK BROKING PVT LTD 5,033 5
ELITE WEALTH ADVISORS LTD 4,852 1
KUNVARJI FINSTOCK PVT LTD 4,821 1
CHOLAMANDALAM SECURITIES LTD 4,597 1
ACUMEN CAPITAL MARKET INDIA LTD 4,344 5
ALICE BLUE SECURITIES Broker Detail... 4,317 22
YES SECURITIES INDIA LTD Broker Detail... 4,302 2
ATS SHARE BROKERS PVT LTD 4,286 13
SYSTEMATIX SHARES & STOCKS INDIA LTD Broker Detail... 4,197 3
NINE STAR BROKING PVT LTD 4,186 5
NAVIA MARKETS LTD Broker Detail... 4,141 3
ANUGRAH STOCK & BROKING PVT LTD Broker Detail... 4,127 2
ANS PVT LTD 4,049 2
INDIRA SECURITIES PVT LTD Broker Detail... 4,025 3
JOINDRE CAPITAL SERVICES LTD Broker Detail... 4,003 2
EXCLUSIVE SECURITIES LTD 3,715 1
INNOVATE SECURITIES PVT LTD 3,673 1
SW CAPITAL PVT LTD Broker Detail... 3,666 11
RUDRA SHARES & STOCK BROKERS LTD Broker Detail... 3,650 1
CELEBRUS CAPITAL LTD 3,636 1
LAKSHMISHREE INVESTMENT & SECURITIES PVT LTD 3,563 2
DYNAMIC EQUITIES PVT LTD 3,475 1
VERTEX SECURITIES LTD 3,458 5
CHOICE EQUITY BROKING PVT LTD Broker Detail... 3,360 4
SATCO CAPITAL MARKETS LTD Broker Detail... 3,273 10
SKP SECURITIES LTD 3,273 3
WEALTH MANTRA LTD 3,209 13
COCHIN STOCK BROKERS LTD 3,152 1
VOGUE COMMERCIAL COMPANY LTD 3,122 1
MPSE SECURITIES LTD 3,037 4
CITIGROUP GLOBAL MARKETS INDIA PVT LTD 2,981 1
ABHIPRA CAPITAL LTD 2,968 6
AMBALAL SHARES & STOCKS PVT LTD 2,934 2
KAYNET FINANCE LTD 2,908 13
INDIA ADVANTAGE SECURITIES PVT LTD 2,881 4
INDIA ADVANTAGE SECURITIES LTD Broker Detail... 2,881 4
HSE SECURITIES LTD 2,783 2
DIMENSIONAL SECURITIES PVT LTD 2,740 1
JUST TRADE SECURITIES LTD Broker Detail... 2,713 3
SUGAL & DAMANI SHARE BROKERS LTD 2,611 2
MANUBHAI MANGALDAS SECURITIES PVT LTD Broker Detail... 2,602 2
DANI SHARES & STOCKS PVT LTD Broker Detail... 2,590 1
MARKET CREATORS LTD 2,561 2
INTEGRATED MASTER SECURITIES PVT LTD Broker Detail... 2,540 2
FRR SHARES & SECURITIES LTD 2,517 2
ASTHA CREDIT & SECURITIES PVT LTD 2,512 3
SHILPA STOCK BROKER PVT LTD 2,496 2
EASTERN FINANCIERS LTD 2,477 1
NJ INDIA INVEST PVT LTD 2,462 1
NG RATHI INVESTRADES PRIVATED LTD 2,430 5
DB (INTERNATIONAL) STOCK BROKERS LTD Broker Detail... 2,364 1
KANTILAL CHHAGANLAL SECURITIES PVT LTD Broker Detail... 2,320 2
ASHLAR SECURITIES PVT LTD Broker Detail... 2,271 2
VIVEK FINANCIAL FOCUS LTD 2,266 1
TRADESWIFT BROKING PVT LTD 2,098 1
JKB FINANCIAL SERVICES LTD 2,093 1
ITI FINANCIAL SERVICES LTD 2,080 1
NORTHEAST BROKING SERVICES LTD 2,045 1
FORTUNE CAPITAL SERVICES PVT LTD 1,911 3
FAIR INTERMEDIATE INVESTMENTS PVT LTD 1,880 2
A . G. SHARES & SECURITIES LTD 1,824 1
A. G. SHARES & SECURITIES LTD 1,824 1
RR EQUITY BROKERS PVT LTD 1,803 9
ALMONDZ GLOBAL SECURITIES LTD 1,782 2
FORTUNE FISCAL LTD 1,781 1
ORTEM SECURITIES LTD 1,762 3
MULTIPLEX CAPITAL LTD 1,726 1
RAGHUNANDAN CAPITAL PVT LTD Broker Detail... 1,645 6
GOGIA CAPITAL SERVICES LTD Broker Detail... 1,643 1
TRADEWELL SECURITIES LTD 1,545 1
KALPATARU MULTIPLIER LTD 1,505 2
ORION CAPITAL & DEBT MARKET 1,489 502
ACHIIEVERS EQUITIES LTD Broker Detail... 1,489 2
F6 FINSERVE PVT LTD 1,464 1
BALJIT SECURITIES PVT LTD 1,449 2
COMPOSITE INVESTMENTS PVT LTD Broker Detail... 1,422 1
ANKIT SECURITIES & FINANCE COMPANY PVT LTD 1,410 1
PATERSON SECURITIES PVT LTD Broker Detail... 1,397 1
GREENBUCKS SECURITIES PVT LTD 1,375 3
SUMPOORNA PORTFOLIO LTD 1,368 1
EDELWEISS SECURITIES LTD 1,281 15
EAST INDIA SECURITIES LTD 1,259 1
R.K. STOCKHOLDING PVT LTD 1,255 1
SUNFLOWER BROKING PVT LTD Broker Detail... 1,240 2
KARUNA FINANCIAL SERVICES PVT LTD 1,221 7
SKI CAPITAL SERVICES LTD 1,207 6
MEHTA EQUITIES LTD 1,175 2
CENTRUM BROKING LTD 1,167 1
RTG SHARE BROKING LTD 1,162 1
TR CAPITAL LTD 1,162 8
INDOVISION SECURITIES LTD 1,161 1
PEE AAR SECURITIES LTD 1,149 2
BEZEL STOCK BROKERS PVT LTD 1,138 5
FAST CAPITAL MARKETS LTD 1,131 1
BERKELEY SECURITIES LTD 1,129 8
FORT SHARE BROKING PVT LTD 1,116 1
COMPOSITE SECURITIES LTD 1,094 3
BADJATE STOCK & SHARES PVT LTD Broker Detail... 1,021 2
EXPONENTIAL FINANCIAL SERVICES PVT LTD 1,007 12
INDO THAI SECURITIES LTD 965 1
VGP PORTFOLIO 964 5
MAXGROWTH CAPITAL PVT LTD 906 2
TRANSPARENT SHARES & SECURITIES PVT LTD 884 1
KUMAR SHARE BROKERS LTD Broker Detail... 869 7
MERITS CAPITAL MARKET SERVICES PVT LTD 866 2
SKUNG TRADELINK LTD 797 3
COMFORT SECURITIES LTD 779 1
VARDHAMAN CAPITAL PVT LTD 759 1
WELLINDIA SECURITIES LTD 737 3
VEDIKA SECURITIES PVT LTD Broker Detail... 736 3
BOB CAPITAL MARKETS LTD 706 3
URJA INVESTMENT PVT LTD 699 3
RELIABLE STOCKS & SHARES INDIA LTD 666 1
VACHANA INVESTMENTS PVT LTD 665 3
ROONGTA RISING STOCK PVT LTD 629 2
FINVASIA SECURITIES PVT LTD Broker Detail... 617 1
AJMERA ASSOCIATES LTD 591 1
PRL STOCK & SHARE BROKERS PVT LTD 580 1
BEST BULL STOCK TRADING PVT LTD 577 3
BEST BULL STOCK TRADING 577 3
VISHWAS FINCAP SERVICES PVT LTD 574 2
SHREE TISAI CONSULTANT PVT LTD 564 1
ACTION FINANCIAL SERVICES INDIA LTD 550 3
SHREEPATI HOLDINGS & FINANCE PVT LTD 529 1
WEALTH DISCOVERY SECURITIES PVT LTD 436 1
AXIS CAPITAL LTD 419 5
I VENTURES CAPITAL PVT LTD 416 3
INTELLECT STOCK BROKING LTD 405 1
FIRST GLOBAL STOCKBROKING PVT LTD 390 5
INTERACTIVE BROKERS INDIA PVT LTD 366 2
ALTINA SECURITIES PVT LTD 353 4
PRRSAAR 350 5
INDIA CAPITAL MARKETS PVT LTD 301 1
BHAIJEE PORTFOLIO LTD 300 1
KARMIC STOCK BROKING PVT LTD 299 2
SHRIAM FINANCIAL PVT LTD 290 1
CAPITAL WIZARD STOCK BROKING PVT LTD 279 1
GLOBAL INVESTMENTS 274 1
SAS BROKING PVT LTD 256 2
DIVYA PORTFOLIO PVT LTD 250 2
KEYNOTE CAPITALS LTD 237 3
MONEYPLEX SECURITIES PVT LTD 236 8
PADMAKSHI FINANCIAL SERVICES PVT LTD 232 1
UBS SECURITIES INDIA PVT LTD 226 3
MANALI TRADING & HOLDINGS PVT LTD 226 1
SAMURAI SECURITIES PVT LTD 209 1
JAMNADAS VIRJI SHARES & STOCK BROKERS PVT LTD 201 1
DOOGAR & ASSOCIATES SECURITIES LTD 189 1
REFLECTION INVESTMENTS 174 2
FLOURISH FINCAP PVT LTD 168 1
NAVJEEVAN EQUITY BROKING PVT LTD 150 1
BNK SECURITIES PVT LTD 145 2
SIC STOCKS & SERVICES PVT LTD Broker Detail... 144 1
TIME CAPITAL LTD 138 1
SODHANI SECURITIES LTD 127 2
PAN SECURITIES LTD 114 2
RELIGARE CAPITAL MARKETS LTD 113 1
CORUM SECURITIES PVT LTD 112 1
PUG SECURITIES PVT LTD 110 2
PARIM FINSERV 110 1
INFINITY.COM FINANCIAL SECURITIES LTD 109 1
COMPUACTION FINANCIAL SERVICES PVT LTD 99 1
R G SHARE BROKERS LTD 99 1
FINCAP PORTFOLIO LTD 91 3
MOONGIPA INVESTMENTS LTD 86 159
KRISHA INCAP SERVICES PVT LTD 85 1
SAMRIDHI STOCKS PVT LTD 70 3
NIRMAL BANG EQUITIES PVT LTD 57 2
ENRICH FIN & SECURITIES LTD 56 2
KUMAR V JAHGIRDAR 54 1
SRI BHEEMESWARA SECURITIES PVT LTD 52 2
NORD FOREX INDIA PVT LTD 46 6
MAUZAMPURIA SECURITIES 38 1
GOLDSTREET SECURITIES LTD 36 1
DJS STOCK & SHARES LTD 36 3
KORP SECURITIES LTD 28 2
GOOD FORTUNE CAPITALS PVT LTD 27 1
SRM SECURITIES PVT LTD 21 3
ANGEL SECURITIES LTD 19 2
OPG SECURITIES PVT LTD 19 1
ADVENTURES INDIA FINANCIAL SERVICES LTD 9 1
BURGEON SECURITIES 8 4
QUANT SECURITIES PVT LTD 8 1
PASSION STOCK BROKING PVT LTD 7 1
CREATIVE GLOBAL STOCK BROKING PVT LTD 5 2
ICICI BANK LTD 5 1
ORION STOCKS LTD 3 4
FORTUNE CAPITAL SERVICES 2 1
BANSAL SHAREVEST SERVICES LTD 1 1
KOTAK MAHINDRA BANK LTD 1 4
TRANSGLOBAL SECURITIES LTD 1 2
ICICI SECURITIES PRIMARY DEALERSHIP LTD 1 2

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