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Broker Complaints in FY 2014-15 at NSE

Exchange:  NSE
Financial Year:  2014-15
Last Updated:  Monday, September 7, 2015

List of complaints received against stock / commodity brokers at NSE in financial year 2014-15. This page also provides the number of active client's brokers in India.

We have also ranked the broker by number of complaints exchange received against them. If broker is ranked low in the rank (i.e. 1); it means the broker is comparatively good in terms resolving investor problems or grievances.

Complaint against Brokers at NSE in FY 2014-15

Broker Name Broker Detail Number of Clients   Know more Total Complaints   Know more
ICICI SECURITIES LTD Broker Detail... 594,714 161
HDFC SECURITIES LTD Broker Detail... 347,555 71
SHAREKHAN LTD Broker Detail... 342,592 141
INDIA INFOLINE LTD Broker Detail... 286,032 447
KOTAK SECURITIES LTD Broker Detail... 268,459 151
KARVY STOCK BROKING LTD Broker Detail... 172,489 173
ANGEL BROKING PVT LTD Broker Detail... 160,354 198
GEOJIT BNP PARIBAS FINANCIAL SERVICES LTD Broker Detail... 158,271 56
MOTILAL OSWAL SECURITIES LTD Broker Detail... 152,608 127
RELIGARE SECURITIES LTD Broker Detail... 129,609 186
Axis Securities Limited Broker Detail... 120,292 24
RELIANCE SECURITIES LTD Broker Detail... 114,086 66
SBICAP SECURITIES LTD Broker Detail... 113,810 116
SMC GLOBAL SECURITIES LTD Broker Detail... 63,148 92
NIRMAL BANG SECURITIES PVT LTD Broker Detail... 59,283 135
ANAND RATHI SHARE & STOCK BROKERS LTD Broker Detail... 57,205 85
VENTURA SECURITIES LTD Broker Detail... 51,471 54
INDIABULLS VENTURES LTD Broker Detail... 47,348 62
EDELWEISS BROKING LTD Broker Detail... 47,123 45
ADITYA BIRLA MONEY LTD Broker Detail... 42,742 41
BMA WEALTH CREATORS LTD 39,531 294
EDELWEISS FINANCIAL ADVISORS LTD 38,955 31
SHRIRAM INSIGHT SHARE BROKERS LTD 37,027 27
INTEGRATED ENTERPRISES INDIA LTD 34,941 26
BONANZA PORTFOLIO LTD Broker Detail... 34,452 45
MASTER CAPITAL SERVICES LTD Broker Detail... 34,161 27
ZERODHA Broker Detail... 30,379 17
JM FINANCIAL SERVICES LTD Broker Detail... 27,434 15
MARWADI SHARES & FINANCE LTD Broker Detail... 26,598 4
ASIT C MEHTA INVESTMENT INTERRMEDIATES LTD Broker Detail... 23,343 18
IDBI CAPITAL MARKET SERVICES LTD Broker Detail... 23,267 19
LKP SECURITIES LTD Broker Detail... 21,235 60
SHRI PARASRAM HOLDINGS PVT LTD Broker Detail... 20,961 42
GLOBE CAPITAL MARKET LTD Broker Detail... 20,605 30
EUREKA STOCK & SHARE BROKING SERVICES LTD Broker Detail... 19,348 2
JHAVERI SECURITIES LTD 18,982 3
SUSHIL FINANCIAL SERVICES PVT LTD Broker Detail... 18,117 7
SHAH INVESTORS HOME LTD Broker Detail... 18,106 1
MONARCH PROJECT & FINMARKETS LTD 17,537 4
WAY2WEALTH BROKERS PVT LTD Broker Detail... 17,492 12
ARIHANT CAPITAL MARKETS LTD Broker Detail... 17,235 9
ZEN SECURITIES LTD 16,955 1
STEEL CITY SECURITIES LTD 16,414 2
ALANKIT ASSIGNMENTS LTD Broker Detail... 16,345 13
TRUSTLINE SECURITIES LTD Broker Detail... 16,294 38
EMKAY GLOBAL FINANCIAL SERVICES LTD Broker Detail... 15,100 23
ASHIKA STOCK BROKING LTD Broker Detail... 14,909 3
ISE SECURITIES & SERVICES LTD Broker Detail... 14,602 11
BGSE FINANCIALS LTD Broker Detail... 13,884 4
JRG SECURITIES LTD 13,399 9
NETWORTH STOCK BROKING LTD Broker Detail... 12,778 20
ARCADIA SHARE & STOCK BROKERS PVT LTD Broker Detail... 12,690 8
TRADEBULLS SECURITIES PVT LTD Broker Detail... 12,250 8
SWASTIKA INVESTMART LTD 12,133 11
PRABHUDAS LILLADHER PVT LTD Broker Detail... 11,930 3
C.D. EQUISEARCH PVT LTD 11,616 68
R K GLOBAL SHARES & SECURITIES LTD Broker Detail... 11,236 18
STANDARD CHARTERED SECURITIES INDIA LTD 11,138 22
FAIRWEALTH SECURITIES LTD 11,053 25
KIFS SECURITIES LTD Broker Detail... 10,620 1
GUINESS SECURITIES LTD 10,379 30
HEDGE EQUITIES LTD 10,303 7
DBFS SECURITIES LTD 10,082 6
KIFS SECURITIES LTD Broker Detail... 10,081 1
DESTIMONEY SECURITIES PVT LTD Broker Detail... 10,000 42
PHILLIPCAPITAL INDIA PVT LTD Broker Detail... 9,815 2
JAINAM SHARE CONSULTANTS PVT LTD Broker Detail... 9,579 2
SHREE BAHUBALI INTERNATIONAL LTD 9,193 2
MANSUKH SECURITIES & FINANCE LTD 9,157 3
MICROSEC CAPITAL LTD Broker Detail... 8,242 7
ADROIT FINANCIAL SERVICES PVT LTD 8,225 8
SSJ FINANCE & SECURITIES PVT LTD Broker Detail... 8,084 8
IFCI FINANCIAL SERVICES LTD 7,934 8
VNS FINANCE & CAPITAL SERVICES LTD Broker Detail... 7,542 7
SURESH RATHI SECURITIES PVT LTD 7,496 2
RKSV SECURITIES INDIA PVT LTD Broker Detail... 7,372 4
LSE SECURITIES LTD 7,307 6
PACE STOCK BROKING SERVICES PVT LTD Broker Detail... 7,193 4
MANGAL KESHAV SECURITIES LTD Broker Detail... 7,153 5
KISAN RATILAL CHOKSEY SHARES & SECURITIES PVT LTD Broker Detail... 7,123 179
GOLDMINE STOCKS PVT LTD Broker Detail... 7,051 1
CANARA BANK SECURITIES LTD 6,890 3
MUTHOOT SECURITIES LTD 6,787 2
INTIME EQUITIES LTD 6,755 12
TATA SECURITIES LTD 6,667 13
INDIANIVESH SECURITIES PVT LTD 6,625 11
CONSORTIUM SECURITIES PVT LTD 6,521 7
SHCIL SERVICES LTD 6,491 3
INDBANK MERCHANT BANKING SERVICES LTD 6,152 4
SPFL SECURITIES LTD Broker Detail... 6,015 5
SYKES & RAY EQUITIES INDIA LTD Broker Detail... 6,001 5
GEPL CAPITAL PVT LTD 5,968 2
ELITE WEALTH ADVISORS LTD 5,895 5
SUNIDHI SECURITIES & FINANCE LTD Broker Detail... 5,550 2
PEERLESS SECURITIES LTD Broker Detail... 5,216 6
MADHYA PRADESH STOCK EXCHANGE LTD 4,881 1
SYSTEMATIX SHARES & STOCKS INDIA LTD Broker Detail... 4,868 7
CHOLAMANDALAM SECURITIES LTD 4,826 1
ATS SHARE BROKERS PVT LTD 4,809 15
SKP SECURITIES LTD 4,797 1
B N RATHI SECURITIES LTD 4,797 1
ACUMEN CAPITAL MARKET INDIA LTD 4,791 6
BP EQUITIES PVT LTD Broker Detail... 4,768 3
PRUDENT BROKING SERVICES PVT LTD 4,681 3
INDIRA SECURITIES PVT LTD Broker Detail... 4,509 1
VCK SHARE & STOCK BROKING SERVICES LTD 4,351 2
MAGNUM EQUITY BROKING LTD 4,330 1
DYNAMIC EQUITIES PVT LTD 4,248 1
WEALTH MANTRA LTD 4,242 2
SOUTH ASIAN STOCKS LTD Broker Detail... 4,091 9
AMRAPALI AADYA TRADING & INVESTMENT PVT LTD 4,042 20
HEM FINLEASE PVT LTD 4,022 5
VOGUE COMMERCIAL COMPANY LTD 4,012 2
ABHIPRA CAPITAL LTD 4,004 9
INDUS PORTFOLIO PVT LTD Broker Detail... 3,933 3
VERTEX SECURITIES LTD 3,894 2
NAVIA MARKETS LTD Broker Detail... 3,854 21
ALICE BLUE SECURITIES Broker Detail... 3,804 10
JUST TRADE SECURITIES LTD Broker Detail... 3,785 11
COCHIN STOCK BROKERS LTD 3,746 1
ITI FINANCIAL SERVICES LTD 3,740 1
LAKSHMISHREE INVESTMENT & SECURITIES PVT LTD 3,642 1
ANUGRAH STOCK & BROKING PVT LTD Broker Detail... 3,413 2
ZUARI INVESTMENTS LTD 3,399 7
BANSAL FINSTOCK PVT LTD Broker Detail... 3,376 10
SHILPA STOCK BROKER PVT LTD 3,330 2
SW CAPITAL PVT LTD Broker Detail... 3,265 3
MARFATIA STOCK BROKING PVT LTD Broker Detail... 3,239 1
CITIGROUP GLOBAL MARKETS INDIA PVT LTD 3,218 2
DIMENSIONAL SECURITIES PVT LTD 3,181 1
VIKSON SECURITIES PVT LTD 3,109 4
AMBALAL SHARES & STOCKS PVT LTD 3,098 1
PELF FINSTOCK LTD 3,062 5
SUNTECK WEALTHMAX CAPITAL PVT LTD 3,048 3
HSE SECURITIES LTD 3,014 3
CELEBRUS CAPITAL LTD 3,009 2
KANTILAL CHHAGANLAL SECURITIES PVT LTD Broker Detail... 2,947 7
SATCO CAPITAL MARKETS LTD Broker Detail... 2,837 2
SUGAL & DAMANI SHARE BROKERS LTD 2,828 1
COMPETENT FINMAN PVT LTD 2,769 1
DANI SHARES & STOCKS PVT LTD Broker Detail... 2,728 3
KAYNET FINANCE LTD 2,692 15
NG RATHI INVESTRADES PVT LTD 2,653 1
RR EQUITY BROKERS PVT LTD 2,629 4
RUDRA SHARES & STOCK BROKERS LTD Broker Detail... 2,555 1
INTEGRATED MASTER SECURITIES PVT LTD Broker Detail... 2,538 1
GIGANTIC SECURITIES LTD 2,522 1
K K SECURITIES LTD 2,467 2
ASTHA CREDIT & SECURITIES PVT LTD 2,440 7
NG RATHI INVESTRADES PVT LTD 2,427 1
DB (INTERNATIONAL) STOCK BROKERS LTD Broker Detail... 2,403 2
PSE SECURITIES LTD 2,343 1
ASHLAR SECURITIES PVT LTD Broker Detail... 2,340 4
FRR SHARES & SECURITIES LTD 2,307 1
MODEX INTERNATIONAL SECURITIES LTD Broker Detail... 2,278 5
GARG SECURITIES PVT LTD 2,262 1
NDA SECURITIES LTD 2,221 1
FAIR INTERMEDIATE INVESTMENTS PVT LTD 2,183 1
NORTHEAST BROKING SERVICES LTD 2,179 1
THE CALCUTTA STOCK EXCHANGE LTD 2,151 1
ORION CAPITAL & DEBT MARKET 2,124 1
WELLWORTH SHARE & STOCK BROKING LTD Broker Detail... 2,107 2
ALMONDZ GLOBAL SECURITIES LTD 2,060 1
GOGIA CAPITAL SERVICES LTD Broker Detail... 1,997 5
MATALIA STOCK BROKING PVT LTD 1,910 1
VISHESH CAPITAL PVT LTD 1,869 1
ORTEM SECURITIES LTD 1,863 2
KALPATARU MULTIPLIER LTD 1,810 1
CIL SECURITIES LTD 1,804 1
PRITHVI FINMART PVT LTD 1,773 4
MULTIPLEX CAPITAL LTD 1,751 5
TRADEWELL SECURITIES LTD 1,625 1
MAHESHWARI TECHNICAL & FINANCIAL SERVICES LTD 1,556 1
EDELWEISS SECURITIES LTD 1,514 2
SKI CAPITAL SERVICES LTD 1,506 6
FORTUNE CAPITAL SERVICES PVT LTD 1,502 1
KARUNA FINANCIAL SERVICES PVT LTD 1,500 2
BALJIT SECURITIES PVT LTD 1,498 1
KRIPA SECURITIES PVT LTD 1,428 2
NJ INDIA INVEST PVT LTD 1,390 2
R.K. STOCKHOLDING PVT LTD 1,378 2
RAGHUNANDAN CAPITAL PVT LTD Broker Detail... 1,370 10
SAAKETA CONSULTANTS LTD 1,367 1
F6 FINSERVE PVT LTD 1,351 1
RTG SHARE BROKING LTD 1,337 3
BERKELEY SECURITIES LTD 1,334 4
FARSIGHT SECURITIES LTD 1,328 1
INDOVISION SECURITIES LTD 1,312 12
FORT SHARE BROKING PVT LTD 1,311 2
AGROY FINANCE & INVESTMENT LTD 1,262 1
MERITS CAPITAL MARKET SERVICES PVT LTD 1,257 2
YOHA SECURITIES LTD 1,252 1
NIKUNJ STOCK BROKERS LTD 1,233 1
VGP PORTFOLIO 1,230 2
FAST CAPITAL MARKETS LTD 1,215 1
PEE AAR SECURITIES LTD 1,213 2
SPS SHARE BROKERS PVT LTD 1,211 1
BEZEL STOCK BROKERS PVT LTD 1,203 7
SUMPOORNA PORTFOLIO LTD 1,193 1
INDO THAI SECURITIES LTD 1,128 1
INDIA CEMENTS INVESTMENT SERVICES LTD 1,125 1
A C AGARWAL SHARE BROKERS PVT LTD 1,073 1
MAXGROWTH CAPITAL PVT LTD 1,059 5
GREENBUCKS SECURITIES PVT LTD 1,032 3
EXPONENTIAL FINANCIAL SERVICES PVT LTD 1,011 1
CHONA FINANCIAL SERVICES LTD 981 2
SHREEPATI HOLDINGS & FINANCE PVT LTD 942 1
WELLINDIA SECURITIES LTD 918 3
KUMAR SHARE BROKERS LTD Broker Detail... 909 3
ANMOL SHARE BROKING LTD 904 1
RELIABLE STOCKS & SHARES INDIA LTD 888 1
URJA INVESTMENT PVT LTD 882 1
BEST BULL STOCK TRADING PVT LTD 863 5
KASSA FINVEST PVT LTD 848 402
VEDIKA SECURITIES PVT LTD Broker Detail... 828 2
DSE FINANCIAL SERVICES LTD 819 3
JHP SECURITIES PVT LTD 808 1
NARAYAN SECURITIES LTD 803 1
SKSE SECURITIES LTD 788 2
SKUNG TRADELINK LTD 700 3
MITHUN SECURITIES PVT LTD 699 3
JM FINANCIAL INSTITUTIONAL SECURITIES LTD 678 1
TR CAPITAL LTD 647 1
HSBC INVESTDIRECT SECURITIES INDIA LTD 639 2
MULTIGAIN SECURITIES SERVICES PVT LTD 613 1
VERACITY FINANCIAL SERVICES PVT LTD 612 1
INTELLECT STOCK BROKING LTD 584 2
TRANSPARENT SHARES & SECURITIES PVT LTD 576 1
PROCAP FINANCIAL SERVICES PVT LTD 567 2
ROONGTA RISING STOCK PVT LTD 558 1
MLB SECURITIES LTD 525 1
SUMEDHA FISCAL SERVICES LTD 480 1
ARTISTIC FINANCE PVT LTD 472 1
BHARGAVA LODHA STOCK BROKERS PVT LTD 462 2
MONEYPLEX SECURITIES PVT LTD 427 7
MAX PLANWEALTH SECURITIES LTD 411 74
MOONGIPA INVESTMENTS LTD 394 1
KARMIC STOCK BROKING PVT LTD 373 1
SHRIAM FINANCIAL PVT LTD 371 4
BCB BROKERAGE PVT LTD Broker Detail... 362 1
INTERACTIVE BROKERS INDIA PVT LTD 360 1
THIRANI SECURITIES PVT LTD 359 2
D R SHARE & STOCK BROKERS PVT LTD 339 1
SAS BROKING PVT LTD 335 2
KEYNOTE CAPITALS LTD 311 12
DESTINY SECURITIES LTD 291 1
PRRSAAR 281 1
INVESTERIA FINANCIAL SERVICES PVT LTD 281 1
CAPITAL WIZARD STOCK BROKING PVT LTD 276 1
MPSE SECURITIES LTD 275 7
BASAN EQUITY BROKING LTD 272 2
OMKAM CAPITAL MARKETS PVT LTD 242 1
SAPPHIRE WEALTH MANAGEMENT SERVICES PVT LTD 225 1
PUG SECURITIES PVT LTD 204 3
INMACS LTD 185 1
STANDARD SECURITIES & INVESTMENT INTERMEDIATES LTD 183 1
MAGNUM EQUITY SERVICES LTD 177 2
FLOURISH FINCAP PVT LTD 174 1
AARYA EQUITY INDIA PVT LTD 170 4
A.K.STOCKMART PVT LTD 151 2
LOHIA SECURITIES LTD 140 1
SIC STOCKS & SERVICES PVT LTD Broker Detail... 137 1
COMPUACTION FINANCIAL SERVICES PVT LTD 132 11
GOENKA CAPITAL MARKET SERVICES 131 2
RELIGARE CAPITAL MARKETS LTD 109 1
CHAIN NINE STOCK BROKERS PVT LTD 96 1
SUNGLOW CAPITAL SERVICES LTD 95 1
NKB SECURITIES 88 1
NAVKAR SHARE & STOCK BROKERS PVT LTD 80 1
KIMAYA SECURITIES & FINANCIAL SERVICES PVT LTD 78 1
ENRICH FIN & SECURITIES LTD 77 2
ROYAL INTERNATIONAL SHARES PVT LTD 64 19
OBEROIS PORTFOLIO PVT LTD 59 6
RKG SHARE BROKERS PVT LTD 59 1
MRC CONSULTANCY PVT LTD 58 1
D H SECURITIES PVT LTD 55 1
NIRMAL BANG EQUITIES PVT LTD 49 1
UNICON SECURITIES PVT LTD 44 2012
BURGEON SECURITIES 34 7
INDIA SECURITIES BROKING PVT LTD 34 1
KORP SECURITIES LTD 33 1
BAJAJ SHARE & STOCK BROKERS PVT LTD 32 1
IDBI BANK LTD 14 1
IIFL CAPITAL LTD 12 1
BLUE CHIP CORPORATION PVT LTD 11 5
INDIAN FINANCE GUARANTY LTD 8 10
ICICI BANK LTD 7 3
VASANTI SHARE BROKERS LTD 3 13
HIND GLOBAL SECURITIES LTD 2 1
ICICI SECURITIES PRIMARY DEALERSHIP LTD 1 3
SAI SOFT SECURITIES LTD 1 4
STANDARD CHARTERED BANK 1 1

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