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Broker Complaints in FY 2013-14 at NSE

Exchange:  NSE
Financial Year:  2013-14
Last Updated:  Sunday, May 4, 2014

List of complaints received against stock / commodity brokers at NSE in financial year 2013-14. This page also provides the number of active client's brokers in India.

We have also ranked the broker by number of complaints exchange received against them. If broker is ranked low in the rank (i.e. 1); it means the broker is comparatively good in terms resolving investor problems or grievances.

Complaint against Brokers at NSE in FY 2013-14

Broker Name Broker Detail Number of Clients   Know more Total Complaints   Know more
ICICI SECURITIES LTD Broker Detail... 500,733 148
HDFC SECURITIES LTD Broker Detail... 278,706 73
SHAREKHAN LTD Broker Detail... 274,777 142
INDIA INFOLINE LTD Broker Detail... 235,241 341
KOTAK SECURITIES LTD Broker Detail... 223,280 188
GEOJIT BNP PARIBAS FINANCIAL SERVICES LTD Broker Detail... 148,176 42
ANGEL BROKING PVT LTD Broker Detail... 140,174 337
KARVY STOCK BROKING LTD Broker Detail... 126,308 113
MOTILAL OSWAL SECURITIES LTD Broker Detail... 123,022 120
RELIGARE SECURITIES LTD Broker Detail... 116,104 168
RELIANCE SECURITIES LTD Broker Detail... 92,907 81
Axis Securities Limited Broker Detail... 77,333 16
SBICAP SECURITIES LTD Broker Detail... 68,328 92
SMC GLOBAL SECURITIES LTD Broker Detail... 55,627 116
ANAND RATHI SHARE & STOCK BROKERS LTD Broker Detail... 49,860 74
NIRMAL BANG SECURITIES PVT LTD Broker Detail... 49,797 138
INDIABULLS VENTURES LTD Broker Detail... 46,314 85
ADITYA BIRLA MONEY LTD Broker Detail... 41,531 72
VENTURA SECURITIES LTD Broker Detail... 39,904 38
EDELWEISS FINANCIAL ADVISORS LTD 36,734 40
BMA WEALTH CREATORS LTD 35,240 180
SHRIRAM INSIGHT SHARE BROKERS LTD 34,506 34
BONANZA PORTFOLIO LTD 30,449 76
INTEGRATED ENTERPRISES INDIA LTD 28,807 24
MASTER CAPITAL SERVICES LTD Broker Detail... 28,596 22
AXIS CAPITAL LTD 26,516 6
JM FINANCIAL SERVICES LTD Broker Detail... 24,751 4
EDELWEISS BROKING LTD Broker Detail... 23,601 85
MARWADI SHARES & FINANCE LTD Broker Detail... 22,385 2
ASIT C MEHTA INVESTMENT INTERRMEDIATES LTD Broker Detail... 20,953 12
IDBI CAPITAL MARKET SERVICES LTD Broker Detail... 20,610 17
ALANKIT ASSIGNMENTS LTD Broker Detail... 18,303 4
SHRI PARASRAM HOLDINGS PVT LTD Broker Detail... 18,162 14
ZERODHA Broker Detail... 17,523 8
WAY2WEALTH BROKERS PVT LTD Broker Detail... 17,266 11
GLOBE CAPITAL MARKET LTD Broker Detail... 16,860 48
EUREKA STOCK & SHARE BROKING SERVICES LTD Broker Detail... 16,797 4
SHAH INVESTORS HOME LTD Broker Detail... 15,561 4
TRUSTLINE SECURITIES LTD Broker Detail... 14,847 36
SUSHIL FINANCIAL SERVICES PVT LTD Broker Detail... 14,797 13
ARIHANT CAPITAL MARKETS LTD Broker Detail... 14,684 7
JHAVERI SECURITIES LTD 14,678 2
STEEL CITY SECURITIES LTD 14,513 3
ISE SECURITIES & SERVICES LTD Broker Detail... 14,091 6
ZEN SECURITIES LTD 14,077 1
LKP SECURITIES LTD Broker Detail... 13,855 32
EMKAY GLOBAL FINANCIAL SERVICES LTD Broker Detail... 13,615 13
MONARCH PROJECT & FINMARKETS LTD 13,134 6
BGSE FINANCIALS LTD Broker Detail... 12,788 7
JRG SECURITIES LTD 12,712 27
C.D. EQUISEARCH PVT LTD 12,655 85
ARCADIA SHARE & STOCK BROKERS PVT LTD Broker Detail... 12,475 16
ASHIKA STOCK BROKING LTD Broker Detail... 12,306 5
STANDARD CHARTERED SECURITIES INDIA LTD 11,732 38
NETWORTH STOCK BROKING LTD Broker Detail... 11,631 18
HSBC INVESTDIRECT SECURITIES INDIA LTD 11,082 22
GUINESS SECURITIES LTD 10,351 12
R K GLOBAL SHARES & SECURITIES LTD Broker Detail... 10,164 13
FAIRWEALTH SECURITIES LTD 10,100 39
UNICON SECURITIES PVT LTD 10,068 315
PRABHUDAS LILLADHER PVT LTD Broker Detail... 9,745 10
HEDGE EQUITIES LTD 9,043 2
SWASTIKA INVESTMART LTD 8,862 12
DBFS SECURITIES LTD 8,854 3
PCS SECURITIES LTD 8,649 2
MANSUKH SECURITIES & FINANCE LTD 8,191 5
PHILLIPCAPITAL INDIA PVT LTD Broker Detail... 7,978 4
SHREE BAHUBALI INTERNATIONAL LTD 7,854 2
MICROSEC CAPITAL LTD Broker Detail... 7,708 4
SSJ FINANCE & SECURITIES PVT LTD Broker Detail... 7,603 6
DESTIMONEY SECURITIES PVT LTD Broker Detail... 7,601 33
TRADEBULLS SECURITIES PVT LTD Broker Detail... 7,418 5
JAINAM SHARE CONSULTANTS PVT LTD Broker Detail... 7,195 4
COIMBATORE CAPITAL LTD 6,976 2
MANGAL KESHAV SECURITIES LTD Broker Detail... 6,893 5
ADROIT FINANCIAL SERVICES PVT LTD 6,540 3
PRAVIN RATILAL SHARE & STOCK BROKERS LTD 6,322 1
LSE SECURITIES LTD 6,321 2
KISAN RATILAL CHOKSEY SHARES & SECURITIES PVT LTD Broker Detail... 6,262 3
INTIME EQUITIES LTD 6,171 4
CONSORTIUM SECURITIES PVT LTD 6,036 6
IFCI FINANCIAL SERVICES LTD 5,995 14
MUTHOOT SECURITIES LTD 5,780 5
PACE STOCK BROKING SERVICES PVT LTD Broker Detail... 5,499 3
CANARA BANK SECURITIES LTD 5,404 4
TATA SECURITIES LTD 5,378 8
SPFL SECURITIES LTD Broker Detail... 5,318 3
ELITE WEALTH ADVISORS LTD 5,308 5
LATIN MANHARLAL SECURITIES PVT LTD Broker Detail... 5,307 1
INDBANK MERCHANT BANKING SERVICES LTD 5,157 1
INDIANIVESH SECURITIES PVT LTD 5,152 9
GEPL CAPITAL PVT LTD 4,883 1
SUNIDHI SECURITIES & FINANCE LTD Broker Detail... 4,724 1
SS CORPORATE SECURITIES LTD Broker Detail... 4,631 13
RKSV SECURITIES INDIA PVT LTD Broker Detail... 4,631 1
ACUMEN CAPITAL MARKET INDIA LTD 4,593 10
ASE CAPITAL MARKETS LTD Broker Detail... 4,410 1
DYNAMIC EQUITIES PVT LTD 4,290 3
VNS FINANCE & CAPITAL SERVICES LTD Broker Detail... 4,223 4
SYSTEMATIX SHARES & STOCKS INDIA LTD Broker Detail... 4,218 3
JK SECURITIES PVT LTD 4,134 1
JUST TRADE SECURITIES LTD Broker Detail... 4,048 11
SHCIL SERVICES LTD 3,917 1
INVESTMENTOR SECURITIES LTD 3,901 1
HEM FINLEASE PVT LTD 3,883 4
VOGUE COMMERCIAL COMPANY LTD 3,825 4
SKP SECURITIES LTD 3,793 10
PRUDENT BROKING SERVICES PVT LTD 3,737 1
NAVIA MARKETS LTD Broker Detail... 3,706 14
CHOLAMANDALAM SECURITIES LTD 3,693 3
VCK SHARE & STOCK BROKING SERVICES LTD 3,686 3
B N RATHI SECURITIES LTD 3,638 3
ITI FINANCIAL SERVICES LTD 3,594 5
BP EQUITIES PVT LTD Broker Detail... 3,594 7
ATS SHARE BROKERS PVT LTD 3,569 5
ABHIPRA CAPITAL LTD 3,557 16
INDIRA SECURITIES PVT LTD Broker Detail... 3,543 4
INDUS PORTFOLIO PVT LTD Broker Detail... 3,533 5
AMRAPALI AADYA TRADING & INVESTMENT PVT LTD 3,497 28
JOINDRE CAPITAL SERVICES LTD Broker Detail... 3,425 1
PEERLESS SECURITIES LTD Broker Detail... 3,423 3
CITIGROUP GLOBAL MARKETS INDIA PVT LTD 3,315 2
PROGRESSIVE SHARE BROKERS PVT LTD Broker Detail... 3,215 1
LAKSHMISHREE INVESTMENT & SECURITIES PVT LTD 3,206 2
SHILPA STOCK BROKER PVT LTD 3,097 9
ANUGRAH STOCK & BROKING PVT LTD Broker Detail... 3,019 2
ZUARI INVESTMENTS LTD 2,953 11
VERTEX SECURITIES LTD 2,924 5
MAGNUM EQUITY BROKING LTD 2,917 3
KANTILAL CHHAGANLAL SECURITIES PVT LTD Broker Detail... 2,880 8
VIKSON SECURITIES PVT LTD 2,869 2
FAIR INTERMEDIATE INVESTMENTS PVT LTD 2,831 3
INDIA ADVANTAGE SECURITIES LTD Broker Detail... 2,823 3
MARFATIA STOCK BROKING PVT LTD Broker Detail... 2,800 1
FUTURE CAPITAL SECURITIES LTD 2,768 8
JYOTI PORTFOLIO LTD 2,730 1
AMBALAL SHARES & STOCKS PVT LTD 2,597 2
KAYNET FINANCE LTD 2,511 19
BANSAL FINSTOCK PVT LTD Broker Detail... 2,486 6
HSE SECURITIES LTD 2,462 3
COMPETENT FINMAN PVT LTD 2,459 3
EASTERN FINANCIERS LTD 2,420 1
SUNTECK WEALTHMAX CAPITAL PVT LTD 2,408 2
RIKHAV SECURITIES LTD Broker Detail... 2,392 3
INVENTURE GROWTH & SECURITIES LTD Broker Detail... 2,362 4
RR EQUITY BROKERS PVT LTD 2,335 5
DANI SHARES & STOCKS PVT LTD Broker Detail... 2,291 3
MANUBHAI MANGALDAS SECURITIES PVT LTD Broker Detail... 2,245 2
FRR SHARES & SECURITIES LTD 2,193 3
INTEGRATED MASTER SECURITIES PVT LTD Broker Detail... 2,188 1
ALMONDZ GLOBAL SECURITIES LTD 2,138 6
MODEX INTERNATIONAL SECURITIES LTD Broker Detail... 2,104 3
ALICE BLUE SECURITIES Broker Detail... 2,065 2
K K SECURITIES LTD 2,051 3
MADRAS STOCK EXCHANGE LTD 2,028 2
NINE STAR BROKING PVT LTD 2,022 2
DB (INTERNATIONAL) STOCK BROKERS LTD Broker Detail... 2,018 1
ASHLAR SECURITIES PVT LTD Broker Detail... 1,979 15
C D INTEGRATED SERVICES LTD 1,965 1
NORTHEAST BROKING SERVICES LTD 1,951 1
SOUTH ASIAN STOCKS LTD Broker Detail... 1,933 1
PSE SECURITIES LTD 1,866 1
GOGIA CAPITAL SERVICES LTD Broker Detail... 1,801 1
NG RATHI INVESTRADES PVT LTD 1,785 3
WELLWORTH SHARE & STOCK BROKING LTD Broker Detail... 1,781 1
FORTUNE WEALTH MANAGEMENT COMPANY INDIA PVT LTD 1,772 3
GRESHMA SHARES & STOCKS LTD 1,770 1
KEYNOTE CAPITALS LTD 1,715 26
INDOVISION SECURITIES LTD 1,672 1
ASTHA CREDIT & SECURITIES PVT LTD 1,611 2
SPA SECURITIES LTD 1,606 4
BRICS SECURITIES LTD 1,573 3
CIL SECURITIES LTD 1,573 1
SATCO CAPITAL MARKETS LTD Broker Detail... 1,572 1
PATERSON SECURITIES PVT LTD Broker Detail... 1,571 4
CELEBRUS CAPITAL LTD 1,569 1
STEWART & MACKERTICH WEALTH MANAGEMENT LTD 1,537 2
ORTEM SECURITIES LTD 1,522 1
BALJIT SECURITIES PVT LTD 1,503 1
EAST INDIA SECURITIES LTD 1,478 2
MONEYCARE SECURITIES & FINANCIAL SERVICES LTD 1,441 1
KASSA FINVEST PVT LTD 1,388 23
EDELWEISS SECURITIES LTD 1,385 8
ANKIT SECURITIES & FINANCE COMPANY PVT LTD 1,356 1
ANUSH SHARES & SECURITIES PVT LTD 1,350 1
PSB SECURITIES LTD 1,331 2
SKI CAPITAL SERVICES LTD 1,326 6
UAE EXCHANGE & FINANCE LTD 1,315 3
KHAJANCHI & GANDHI STOCK BROKING PVT LTD 1,313 1
ESCORTS SECURITIES LTD 1,296 1
KRIPA SECURITIES PVT LTD 1,271 1
MLB CAPITAL PVT LTD 1,266 1
BEZEL STOCK BROKERS PVT LTD 1,252 6
KARUNA FINANCIAL SERVICES PVT LTD 1,224 1
RAGHUNANDAN CAPITAL PVT LTD Broker Detail... 1,223 6
BERKELEY SECURITIES LTD 1,219 8
MERITS CAPITAL MARKET SERVICES PVT LTD 1,198 1
SOUTH GUJARAT SHARES & SHAREBROKERS LTD Broker Detail... 1,192 1
TRADEWELL SECURITIES LTD 1,153 1
FAST CAPITAL MARKETS LTD 1,129 1
FORT SHARE BROKING PVT LTD 1,061 3
R.K. STOCKHOLDING PVT LTD 1,050 2
GREENBUCKS SECURITIES PVT LTD 1,041 4
ACHIIEVERS EQUITIES LTD Broker Detail... 1,005 4
TRADEJINI FINANCIAL SERVICES PVT LTD Broker Detail... 1,003 1
BEST BULL STOCK TRADING PVT LTD 1,003 12
SHARE INDIA SECURITIES LTD Broker Detail... 1,003 1
MAX PLANWEALTH SECURITIES LTD 982 5
COMPOSITE INVESTMENTS PVT LTD Broker Detail... 970 1
RTG SHARE BROKING LTD 969 3
FORTUNE CAPITAL SERVICES PVT LTD 961 2
WELLINDIA SECURITIES LTD 910 3
A C CHOKSI SHARE BROKERS PVT LTD Broker Detail... 909 1
DALMIA SECURITIES PVT LTD 905 2
SHREEPATI HOLDINGS & FINANCE PVT LTD 894 2
TRANSWORLD SECURITIES LTD 889 1
AJCON GLOBAL SERVICES LTD 830 1
SACHDEVA STOCKS PVT LTD 819 4
FULLERTON SECURITIES & WEALTH ADVISORS LTD 814 2
SUMPOORNA PORTFOLIO LTD 813 1
CENTRUM BROKING LTD 773 2
VARDHAMAN CAPITAL PVT LTD 763 1
SKSE SECURITIES LTD 759 1
MAXGROWTH CAPITAL PVT LTD 715 2
ISF SECURITIES LTD 692 1
DSE FINANCIAL SERVICES LTD 691 4
AMBIT SECURITIES BROKING PVT LTD 683 2
CHOICE EQUITY BROKING PVT LTD Broker Detail... 633 1
HPMG SHARES & SECURITIES PVT LTD 631 1
CANON CAPITAL & FINANCE LTD 616 2
S G SECURITIES 615 1
CHUKNOO SECURITIES LTD 604 2
CFS FINANCIAL SERVICES PVT LTD 603 1
ROYAL INTERNATIONAL SHARES PVT LTD 602 100
JHP SECURITIES PVT LTD 573 1
RBG FINANCIAL SERVICES PVT LTD 546 1
NIRMAN SHARE BROKERS PVT LTD 528 2
NJ INDIA INVEST PVT LTD 517 3
ACTION FINANCIAL SERVICES INDIA LTD 499 1
ARTISTIC FINANCE PVT LTD 477 1
UNITED SHARE BROKERS LTD 475 3
FIRST GLOBAL STOCKBROKING PVT LTD 459 1
SMART EQUITY BROKERS PVT LTD 456 1
FINQUEST SECURITIES PVT LTD 454 1
L.D.K. SHARES & SECURITIES PVT LTD 440 1
VSE STOCK SERVICES LTD 436 1
VIJETA BROKING INDIA PVT LTD Broker Detail... 423 1
KUMAR SHARE BROKERS LTD Broker Detail... 417 3
MAXIMUS SECURITIES LTD 414 1
AJMERA ASSOCIATES LTD Broker Detail... 398 4
I VENTURES CAPITAL PVT LTD 395 3
KHAMBATTA SECURITIES LTD 376 1
MONEYPLEX SECURITIES PVT LTD 366 2
VISHWAS FINCAP SERVICES PVT LTD 362 2
FINANCE MONITOR INDIA PVT LTD 351 1
THIRANI SECURITIES PVT LTD 332 7
SHRIAM FINANCIAL PVT LTD 316 3
CAPITAL MARKET SERVICES 292 1
D R SHARE & STOCK BROKERS PVT LTD 276 1
NAVJEEVAN EQUITY BROKING PVT LTD 273 2
SKUNG TRADELINK LTD 265 1
MORGAN STANLEY INDIA COMPANY PVT LTD Broker Detail... 261 1
INDIA CAPITAL MARKETS PVT LTD 258 1
INDIAN FINANCE GUARANTY LTD 252 6
VASANTI SHARE BROKERS LTD 247 3
TIME CAPITAL LTD 242 1
RAGA SHARES TRADING PVT LTD 234 1
RADAR SECURITIES LTD 234 1
OMKAM CAPITAL MARKETS PVT LTD 231 2
FLOURISH FINCAP PVT LTD 229 1
PUG SECURITIES PVT LTD 226 20
TRANSPARENT SHARES & SECURITIES PVT LTD 216 6
CLICK2TRADE CAPITAL LTD 200 51
REFLECTION INVESTMENTS 160 1
RRB MASTER SECURITIES DELHI LTD 160 1
MUKESH BROKERAGE & FINANCIAL INDIA LTD 158 1
OBEROIS PORTFOLIO PVT LTD 152 1
MAGNUM EQUITY SERVICES LTD 151 4
BELAIR CORPORATION PVT LTD 147 31
B D SHAH SECURITIES LTD 145 1
OMJI CAPITAL 132 19
INFINITY.COM FINANCIAL SECURITIES LTD 124 1
S G STOCK SERVICES LTD 124 1
SRM SECURITIES PVT LTD 124 1
NOSTRO FINANCIAL SERVICES PVT LTD 123 1
SODHANI SECURITIES LTD 121 1
RELIGARE CAPITAL MARKETS LTD 119 3
VICTORY FINANCIAL SERVICES LTD 114 1
FINCAP PORTFOLIO LTD 110 1
FOCUS SHARES & SECURITIES PVT LTD Broker Detail... 104 1
AFN LANGRANA SHARE & STOCK BROKERS PVT LTD Broker Detail... 100 1
KALYNDA FINANCIAL ADVISORY PVT LTD 100 1
ENRICH FIN & SECURITIES LTD 98 3
INVESTWELL 96 1
UNITY FINCAP PVT LTD 74 2
BLUE CHIP CORPORATION PVT LTD 73 9
J L SHAH SECURITIES PVT LTD Broker Detail... 71 1
RKG SHARE BROKERS PVT LTD 59 2
S.P.JAIN SECURITIES PVT LTD 58 2
GOLDSTREET SECURITIES LTD 56 4
INDIA SECURITIES BROKING PVT LTD 40 1
SPAN CAPLEASE PVT LTD 39 4
B.M.GANDHI SHAREBROKING PVT LTD 36 2
DJS STOCK & SHARES LTD 35 1
ANGEL SECURITIES LTD 28 1
J M GLOBAL EQUITIES PVT LTD 18 2
FIN BRAINS SECURITIES INDIA LTD 17 1
ROHINI CAPITAL SERVICES LTD 17 1
KORP SECURITIES LTD 14 1
LABDHI STOCK & DERIVATIVES SERVICES PVT LTD 14 13
SRM CAPITAL MARKET PVT LTD 13 1
TRADEHIFI STOCK BROKING PVT LTD 12 1
BURGEON SECURITIES 11 2
ICICI BANK LTD 10 2
BANHEM SECURITIES PVT LTD 8 1
SAI SOFT SECURITIES LTD 2 4
INDIAN BANK 1 1
ICICI SECURITIES PRIMARY DEALERSHIP LTD 1 2
STANDARD CHARTERED BANK 1 1
KOTAK MAHINDRA BANK LTD 1 1
PUNJAB NATIONAL BANK 1 1

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