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Broker Complaints in FY 2011-12 at NSE

Exchange:  NSE
Financial Year:  2011-12
Last Updated:  Sunday, January 26, 2014

List of complaints received against stock / commodity brokers at NSE in financial year 2011-12. This page also provides the number of active client's brokers in India.

We have also ranked the broker by number of complaints exchange received against them. If broker is ranked low in the rank (i.e. 1); it means the broker is comparatively good in terms resolving investor problems or grievances.

Complaint against Brokers at NSE in FY 2011-12

Broker Name Broker Detail Number of Clients   Know more Total Complaints   Know more
ICICI SECURITIES LTD Broker Detail... 1,942,014 144
HDFC SECURITIES LTD Broker Detail... 1,183,854 56
SHAREKHAN LTD Broker Detail... 1,033,963 173
INDIA INFOLINE LTD Broker Detail... 953,498 490
RELIGARE SECURITIES LTD Broker Detail... 769,215 357
ANGEL BROKING PVT LTD Broker Detail... 715,612 385
RELIANCE SECURITIES LTD Broker Detail... 666,168 180
INDIABULLS VENTURES LTD Broker Detail... 622,143 183
ICICI WEB TRADE LTD 617,934 1
KOTAK SECURITIES LTD Broker Detail... 617,855 163
MOTILAL OSWAL SECURITIES LTD Broker Detail... 592,459 134
KARVY STOCK BROKING LTD Broker Detail... 580,994 142
GEOJIT BNP PARIBAS FINANCIAL SERVICES LTD Broker Detail... 412,687 53
ANAND RATHI SHARE & STOCK BROKERS LTD Broker Detail... 281,176 138
BONANZA PORTFOLIO LTD Broker Detail... 229,729 112
SMC GLOBAL SECURITIES LTD Broker Detail... 228,248 202
ADITYA BIRLA MONEY LTD Broker Detail... 201,235 123
SBICAP SECURITIES LTD Broker Detail... 189,129 68
HSBC INVESTDIRECT SECURITIES INDIA LTD 174,824 54
EDELWEISS FINANCIAL ADVISORS LTD 170,264 38
ASIT C MEHTA INVESTMENT INTERRMEDIATES LTD Broker Detail... 157,589 12
SHRIRAM INSIGHT SHARE BROKERS LTD 156,446 40
MARWADI SHARES & FINANCE LTD Broker Detail... 127,959 7
STANDARD CHARTERED SECURITIES INDIA LTD 124,969 38
ARCADIA SHARE & STOCK BROKERS PVT LTD Broker Detail... 118,122 44
SUSHIL FINANCIAL SERVICES PVT LTD Broker Detail... 116,725 4
UNICON SECURITIES PVT LTD 115,796 66
EMKAY GLOBAL FINANCIAL SERVICES LTD Broker Detail... 111,083 21
VENTURA SECURITIES LTD Broker Detail... 110,331 31
NIRMAL BANG SECURITIES PVT LTD Broker Detail... 106,440 152
SHRI PARASRAM HOLDINGS PVT LTD Broker Detail... 101,297 17
MASTER CAPITAL SERVICES LTD Broker Detail... 99,656 19
JRG SECURITIES LTD 94,519 50
NETWORTH STOCK BROKING LTD Broker Detail... 90,287 26
ARIHANT CAPITAL MARKETS LTD Broker Detail... 85,598 15
EDELWEISS BROKING LTD Broker Detail... 84,737 37
ASHIKA STOCK BROKING LTD Broker Detail... 82,522 16
MONARCH PROJECT & FINMARKETS LTD 80,452 12
BMA WEALTH CREATORS LTD 79,552 140
ALANKIT ASSIGNMENTS LTD Broker Detail... 77,438 18
TRUSTLINE SECURITIES LTD Broker Detail... 76,994 57
IDBI CAPITAL MARKET SERVICES LTD Broker Detail... 76,909 19
JHAVERI SECURITIES LTD 76,554 7
SHAH INVESTORS HOME LTD Broker Detail... 74,605 4
ISE SECURITIES & SERVICES LTD Broker Detail... 74,563 19
WAY2WEALTH BROKERS PVT LTD Broker Detail... 66,063 29
JM FINANCIAL SERVICES LTD Broker Detail... 65,278 23
MANGAL KESHAV SECURITIES LTD Broker Detail... 64,500 4
GLOBE CAPITAL MARKET LTD Broker Detail... 64,037 35
INTEGRATED ENTERPRISES INDIA LTD 63,997 16
MANSUKH SECURITIES & FINANCE LTD 58,449 12
BGSE FINANCIALS LTD Broker Detail... 57,077 3
LKP SECURITIES LTD Broker Detail... 56,730 10
STEEL CITY SECURITIES LTD 56,025 8
KIFS SECURITIES LTD Broker Detail... 53,513 4
JOINDRE CAPITAL SERVICES LTD Broker Detail... 53,337 3
EUREKA STOCK & SHARE BROKING SERVICES LTD Broker Detail... 49,478 3
PHILLIPCAPITAL INDIA PVT LTD Broker Detail... 48,080 6
PRABHUDAS LILLADHER PVT LTD Broker Detail... 47,840 9
KISAN RATILAL CHOKSEY SHARES & SECURITIES PVT LTD Broker Detail... 47,087 8
SYSTEMATIX SHARES & STOCKS INDIA LTD Broker Detail... 44,807 8
LSE SECURITIES LTD 41,337 2
JAINAM SHARE CONSULTANTS PVT LTD Broker Detail... 40,266 3
AXIS CAPITAL LTD 38,783 8
SUNIDHI SECURITIES & FINANCE LTD Broker Detail... 38,528 2
GUINESS SECURITIES LTD 37,052 23
SSJ FINANCE & SECURITIES PVT LTD Broker Detail... 36,877 6
GOLDMINE STOCKS PVT LTD Broker Detail... 36,747 1
KANTILAL CHHAGANLAL SECURITIES PVT LTD Broker Detail... 36,733 20
FAIRWEALTH SECURITIES LTD 36,659 32
TECHNO SHARES & STOCKS LTD Broker Detail... 35,285 1
ADROIT FINANCIAL SERVICES PVT LTD 32,209 6
CONSORTIUM SECURITIES PVT LTD 32,068 19
MICROSEC CAPITAL LTD Broker Detail... 32,055 21
COIMBATORE CAPITAL LTD 32,019 2
ACUMEN CAPITAL MARKET INDIA LTD 31,161 11
SWASTIKA INVESTMART LTD 30,930 5
SHILPA STOCK BROKER PVT LTD 30,660 12
DESTIMONEY SECURITIES PVT LTD Broker Detail... 29,809 36
FORTUNE EQUITY BROKERS INDIA LTD 29,559 18
WEALTH MANTRA LTD 29,328 2
DBFS SECURITIES LTD 29,023 2
MAGNUM EQUITY BROKING LTD 28,911 1
ITI FINANCIAL SERVICES LTD 28,200 10
KUNVARJI FINSTOCK PVT LTD 28,032 1
HEM FINLEASE PVT LTD 27,633 6
R K GLOBAL SHARES & SECURITIES LTD Broker Detail... 26,905 12
CAPSTOCKS & SECURITIES INDIA PVT LTD 26,715 4
RBS EQUITIES INDIA LTD 25,538 1
EDELWEISS SECURITIES LTD 23,664 25
SHAREWEALTH SECURITIES LTD 23,400 3
SHREE BAHUBALI INTERNATIONAL LTD 23,367 4
INDIA CAPITAL MARKETS PVT LTD 23,133 3
SPFL SECURITIES LTD Broker Detail... 22,885 4
HEDGE EQUITIES LTD 22,544 2
ABHIPRA CAPITAL LTD 22,363 10
DYNAMIC EQUITIES PVT LTD 22,255 1
ALMONDZ GLOBAL SECURITIES LTD 22,014 4
ANUGRAH STOCK & BROKING PVT LTD Broker Detail... 21,735 3
MUTHOOT SECURITIES LTD 21,604 12
RATNAKAR SECURITIES PVT LTD Broker Detail... 21,558 1
INDUS PORTFOLIO PVT LTD Broker Detail... 21,392 4
PACE STOCK BROKING SERVICES PVT LTD Broker Detail... 20,514 31
MANUBHAI MANGALDAS SECURITIES PVT LTD Broker Detail... 20,325 1
CHOLAMANDALAM SECURITIES LTD 20,256 7
ELITE WEALTH ADVISORS LTD 20,048 4
EXCLUSIVE SECURITIES LTD 19,464 1
INVESTMENTOR SECURITIES LTD 19,212 2
BAJAJ CAPITAL INVESTOR SERVICES LTD 19,152 11
MARFATIA STOCK BROKING PVT LTD Broker Detail... 18,843 3
SAJAG SECURITIES PVT LTD Broker Detail... 18,719 1
RR EQUITY BROKERS PVT LTD 18,664 10
CANARA BANK SECURITIES LTD 18,575 1
VOGUE COMMERCIAL COMPANY LTD 18,527 3
NAVIA MARKETS LTD Broker Detail... 18,170 3
SKP SECURITIES LTD 18,120 8
INVENTURE GROWTH & SECURITIES LTD Broker Detail... 17,996 4
VERTEX SECURITIES LTD 17,814 8
SHCIL SERVICES LTD 17,329 7
GEPL CAPITAL PVT LTD 17,093 6
ASE CAPITAL MARKETS LTD Broker Detail... 16,623 17
SS CORPORATE SECURITIES LTD Broker Detail... 15,130 3
INDBANK MERCHANT BANKING SERVICES LTD 15,097 4
VCK SHARE & STOCK BROKING SERVICES LTD 14,918 8
COMPETENT FINMAN PVT LTD 14,738 2
BP EQUITIES PVT LTD Broker Detail... 14,426 6
BALANCE EQUITY BROKING INDIA PVT LTD 14,426 1
INDIA ADVANTAGE SECURITIES LTD Broker Detail... 14,229 18
BRICS SECURITIES LTD 14,221 2
NORTHEAST BROKING SERVICES LTD 13,992 4
DANI SHARES & STOCKS PVT LTD Broker Detail... 13,893 9
INDIRA SECURITIES PVT LTD Broker Detail... 13,338 1
HSE SECURITIES LTD 13,175 2
PROGRESSIVE SHARE BROKERS PVT LTD Broker Detail... 13,112 1
TATA SECURITIES LTD 13,073 6
BAKLIWAL FINANCIAL SERVICES INDIA PVT LTD 12,670 1
IFCI FINANCIAL SERVICES LTD 12,418 17
Axis Securities Limited Broker Detail... 11,901 3
ZUARI INVESTMENTS LTD 11,707 9
JYOTI PORTFOLIO LTD 11,668 1
R.K. STOCKHOLDING PVT LTD 11,434 1
RAJVI STOCK BROKING LTD Broker Detail... 11,032 1
FAIR INTERMEDIATE INVESTMENTS PVT LTD 11,023 1
B N RATHI SECURITIES LTD 10,765 1
FULLERTON SECURITIES & WEALTH ADVISORS LTD 10,577 6
INTEGRATED MASTER SECURITIES PVT LTD Broker Detail... 10,549 2
SATCO CAPITAL MARKETS LTD Broker Detail... 10,523 1
DB (INTERNATIONAL) STOCK BROKERS LTD Broker Detail... 10,392 6
FORTUNE FISCAL LTD 9,894 1
MULTIPLEX CAPITAL LTD 9,738 3
KALPATARU MULTIPLIER LTD 9,599 1
DAYCO SECURITIES PVT LTD 9,348 1
PUG SECURITIES PVT LTD 8,959 12
MODEX INTERNATIONAL SECURITIES LTD Broker Detail... 8,931 3
GOGIA CAPITAL SERVICES LTD Broker Detail... 8,681 3
C.D. EQUISEARCH PVT LTD 8,605 13
INNOVATE SECURITIES PVT LTD 8,568 2
PATERSON SECURITIES PVT LTD Broker Detail... 8,402 1
CENTRUM BROKING LTD 8,340 1
INDIANIVESH SECURITIES PVT LTD 8,149 7
LABDHI FINANCE CORPORATION 8,062 1
LAKSHMISHREE INVESTMENT & SECURITIES PVT LTD 8,039 1
CIL SECURITIES LTD 7,979 1
ESCORTS SECURITIES LTD 7,766 7
K K SECURITIES LTD 7,758 1
SPA SECURITIES LTD 7,541 4
PEERLESS SECURITIES LTD Broker Detail... 7,408 5
A. G. SHARES & SECURITIES LTD 7,205 1
FORTUNE WEALTH MANAGEMENT COMPANY INDIA PVT LTD 7,204 1
SKI CAPITAL SERVICES LTD 7,191 6
WELLWORTH SHARE & STOCK BROKING LTD Broker Detail... 7,182 4
C D INTEGRATED SERVICES LTD 7,015 2
FARSIGHT SECURITIES LTD 6,832 2
EASTERN FINANCIERS LTD 6,762 3
ANKIT SECURITIES & FINANCE COMPANY PVT LTD 6,761 1
ANUSH SHARES & SECURITIES PVT LTD 6,502 2
INDO THAI SECURITIES LTD 6,485 1
KASSA FINVEST PVT LTD 6,428 13
DJS STOCK & SHARES LTD 6,234 3
PUNE E STOCK BROKING PVT LTD 6,189 1
HORNIC INVESTMENT PVT LTD 6,143 1
VIKSON SECURITIES PVT LTD 6,120 2
INFINITY.COM FINANCIAL SECURITIES LTD 6,088 3
JHP SECURITIES PVT LTD 6,034 2
AMRAPALI AADYA TRADING & INVESTMENT PVT LTD 5,923 11
BEST BULL STOCK TRADING PVT LTD 5,866 12
SHARE INDIA SECURITIES LTD Broker Detail... 5,801 2
MLB CAPITAL PVT LTD 5,716 1
KAYNET FINANCE LTD 5,676 19
ASTHA CREDIT & SECURITIES PVT LTD 5,642 2
KARUNA FINANCIAL SERVICES PVT LTD 5,390 5
CENTURY FINVEST PVT LTD 5,377 1
FINQUEST SECURITIES PVT LTD 5,350 2
CITIGROUP GLOBAL MARKETS INDIA PVT LTD 5,319 1
NAKAMICHI SECURITIES LTD 5,289 1
TRANSWORLD SECURITIES LTD 5,187 1
SMART EQUITY BROKERS PVT LTD 5,181 2
CPR CAPITAL SERVICES LTD Broker Detail... 5,128 5
KHANDWALA SECURITIES LTD 5,086 6
MITHUN SECURITIES PVT LTD 5,067 5
SHREEPATI HOLDINGS & FINANCE PVT LTD 4,882 4
GRESHMA SHARES & STOCKS LTD 4,861 1
MUNOTH CAPITAL MARKET LTD 4,739 2
FUTURE CAPITAL SECURITIES LTD 4,587 6
FRR SHARES & SECURITIES LTD 4,583 1
INTERFACE BROKERAGE & RESEARCH LTD 4,513 2
STAR FINVEST PVT LTD Broker Detail... 4,456 1
AISHWARYA & CO. PVT LTD 4,428 1
M G CAPITAL SERVICES LTD 4,387 2
SOSHA CREDIT PVT LTD 4,254 1
ARTHA BROKING SERVICES LTD 4,093 3
ICDS SECURITIES LTD 3,963 1
KRIPA SECURITIES PVT LTD 3,929 3
WELLINDIA SECURITIES LTD 3,922 6
MERITS CAPITAL MARKET SERVICES PVT LTD 3,834 1
VEDIKA SECURITIES PVT LTD Broker Detail... 3,803 1
BANSAL FINSTOCK PVT LTD Broker Detail... 3,782 10
SHARAVU FINANCIAL PVT LTD 3,758 1
SHREYAS STOCKS PVT LTD 3,650 1
SUNCHAN SECURITIES LTD 3,632 1
MPSE SECURITIES LTD 3,632 1
ALDAN INVESTMENTS PVT LTD 3,596 1
AUM CAPITAL MARKET PVT LTD 3,593 1
ORTEM SECURITIES LTD 3,537 1
VISHESH CAPITAL PVT LTD 3,526 2
KEYNOTE CAPITALS LTD 3,370 3
ZEN SECURITIES LTD 3,334 1
AMRAPALI CAPITAL & FINANCE SERVICES LTD Broker Detail... 2,946 4
INANI SECURITIES LTD 2,886 1
INTEGRATED STOCK BROKING SERVICES PVT LTD 2,851 11
VGP PORTFOLIO 2,618 1
SOMAYAJULU & CO. LTD 2,606 2
PCS SECURITIES LTD 2,578 1
LALKAR SECURITIES PVT LTD 2,556 2
A C AGARWAL SHARE BROKERS PVT LTD 2,536 1
ARTISTIC FINANCE PVT LTD 2,490 2
L.D.K. SHARES & SECURITIES PVT LTD 2,475 1
FINANCE MONITOR INDIA PVT LTD 2,403 2
MAXIMUS SECURITIES LTD 2,352 1
ACTION FINANCIAL SERVICES INDIA LTD 2,311 1
DSE FINANCIAL SERVICES LTD 2,229 1
NAYAN M. VALA SECURITIES PVT LTD 2,198 2
ENAM SECURITIES PVT LTD 2,144 2
JV CAPITAL SERVICES PVT LTD 2,052 1
BERKELEY SECURITIES LTD 1,974 4
TATA TD WATERHOUSE SECURITIES PVT LTD 1,909 1
KUMAR SHARE BROKERS LTD Broker Detail... 1,909 1
TR CAPITAL LTD 1,904 1
ASL CAPITAL HOLDINGS PVT LTD 1,891 2
URJA INVESTMENT PVT LTD 1,837 1
CARNATION FINANCIAL SERVICES LTD 1,827 1
RATNABALI CAPITAL MARKETS LTD 1,807 1
DESTINY SECURITIES LTD 1,806 1
SHIVMANGAL SECURITIES PVT LTD 1,791 1
O J FINANCIAL SERVICES LTD 1,742 1
NIRMAN SHARE BROKERS PVT LTD 1,647 1
ALKA SECURITIES LTD 1,546 8
SVARN FINANCIAL SERVICES PVT LTD 1,514 1
BEZEL STOCK BROKERS PVT LTD 1,451 2
INDIAN FINANCE GUARANTY LTD 1,449 4
ABANS SECURITIES LTD 1,419 2
FIN BRAINS SECURITIES INDIA LTD 1,398 1
TRIVENI MANAGEMENT CONSULTANCY SERVICES LTD 1,348 1
INFINITE FINANCIAL SERVICES PVT LTD 1,334 1
NAVJEEVAN EQUITY BROKING PVT LTD 1,261 5
D R SHARE & STOCK BROKERS PVT LTD 1,259 2
AFN LANGRANA SHARE & STOCK BROKERS PVT LTD Broker Detail... 1,253 1
INDIA SECURITIES BROKING PVT LTD 1,245 1
GREENBUCKS SECURITIES PVT LTD 1,225 8
MUKESH BROKERAGE & FINANCIAL INDIA LTD 1,223 2
MAXGROWTH CAPITAL PVT LTD 1,212 6
THIRANI SECURITIES PVT LTD 1,163 1
ZERODHA Broker Detail... 1,163 4
VENI MADHAV SECURITIES PVT LTD 1,154 1
MSB E-TRADE SECURITIES LTD 1,153 1
BELAIR CORPORATION PVT LTD 1,066 1
PREM SOMANI SHARE BROKERS PVT LTD 1,057 1
RAGHUNANDAN CAPITAL PVT LTD Broker Detail... 1,048 1
NAVKAR WEALTH SERVICES PVT LTD 1,003 11
IDFC SECURITIES LTD 972 2
BARCLAYS SECURITIES INDIA PVT LTD 969 1
MANSI SHARE & STOCK ADVISORS PVT LTD Broker Detail... 965 1
MUKUL AMRATLAL SONAWALA 912 1
MAGNUM EQUITY SERVICES LTD 895 1
ASHLAR SECURITIES PVT LTD Broker Detail... 866 6
FOCUS SHARES & SECURITIES PVT LTD Broker Detail... 835 2
LOTUS GLOBAL EQUITIES PVT LTD 779 1
GAYATRI CAPITAL LTD 741 1
SINO CREDITS & LEASING LTD 667 1
TEES & TOES FINANCE & INVESTMENTS LTD 661 1
AN CAPITAL MARKETS LTD 638 3
FINCAP PORTFOLIO LTD 635 1
CHUKNOO SECURITIES LTD 602 2
SANCHAY FINVEST LTD 590 6
PRABODH ARTHA WARDHINI PVT LTD 582 1
RTG SHARE BROKING LTD 581 16
SAFFRON GLOBAL MARKETS PVT LTD 574 2
BHUMIKA CONSULTANCY PVT LTD Broker Detail... 572 1
SIC STOCKS & SERVICES PVT LTD Broker Detail... 556 1
INTEGRA SECURITIES LTD 548 2
IDEAL STOCK BROKING PVT LTD 524 2
GUPTA SHARE BROKERS LTD 513 2
GROWTH AVENUES LTD 510 1
MALIRAM MAKHARIA FINSTOCK PVT LTD 509 1
ROHINI CAPITAL SERVICES LTD 494 1
RKG SHARE BROKERS PVT LTD 481 1
J L SHAH SECURITIES PVT LTD Broker Detail... 459 3
AXIS SHARES & SECURITIES PVT LTD 427 3
FIRST FINANCIAL HOLDINGS LTD 416 1
EXCEL STOCK BROKING PVT LTD 387 1
PRAMODKUMAR M JAIN 382 2
EAST INDIA SECURITIES LTD 380 1
MUKESH BABU SECURITIES LTD 354 1
RUSHABH INVESTMENTS 247 1
INTERACTIVE BROKERS INDIA PVT LTD 233 2
PRRSAAR 228 1
SUNSTAR SECURITIES 227 1
CHANDRAKALA MONEY & CAPITAL MANAGEMENT LTD 215 1
HRIM FINANCE & SECURITIES PVT LTD 210 5
JITENDRA PUKHRAJ JAIN 206 2
GHANSHYAM SHARES & STOCK BROKERS PVT LTD 167 2
IIT INVESTRUST LTD 159 1
KEDIA SHARES & STOCKS BROKERS LTD 150 1
ASHMAN FINSTOCK PVT LTD 135 1
R R CHOKHANI STOCK BROKERS PVT LTD 113 1
DHAN STOCK & SHARE BROKERS PVT LTD 76 1
RSG SHARE & STOCK BROKERS LTD 70 1
ANGEL SECURITIES LTD 69 5
OMM SAKTHI SECURITIES PVT LTD 68 1
OBEROIS PORTFOLIO PVT LTD 47 1
KMS STOCK BROKING CO PVT LTD 44 1
STANDARD SECURITIES & INVESTMENT INTERMEDIATES LTD 35 1
SHIVNARAYAN NEMANI SHARE & STOCK BROKERS PVT LTD 22 1
GRISHMA SECURITIES PVT LTD 22 2
PEE DEE KAPUR STOCK & SECURITIES LTD 16 1
SURAJ BROKERS & CONSULTANTS PVT LTD 9 1
PARNI SECURITIES LTD 6 1
KOTAK MAHINDRA SECURITIES LTD 5 1
ACHIEVERS SECURITIES PVT LTD 4 1
CEEKAY HOLDINGS PVT LTD 2 1
INDIABULLS BROKERAGE LTD 1 1

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