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Broker Complaints in FY 2011-12 at BSE

Exchange:  BSE
Financial Year:  2011-12
Last Updated:  Sunday, January 26, 2014

List of complaints received against stock / commodity brokers at BSE in financial year 2011-12. This page also provides the number of active client's brokers in India.

We have also ranked the broker by number of complaints exchange received against them. If broker is ranked low in the rank (i.e. 1); it means the broker is comparatively good in terms resolving investor problems or grievances.

Complaint against Brokers at BSE in FY 2011-12

Broker Name Broker Detail Number of Clients   Know more Total Complaints   Know more
ICICI SECURITIES LTD Broker Detail... 2,001,501 59
HDFC SECURITIES LTD Broker Detail... 1,070,298 33
SHAREKHAN LTD Broker Detail... 1,044,117 86
INDIA INFOLINE LTD Broker Detail... 971,423 276
ANGEL BROKING PVT LTD Broker Detail... 875,354 305
RELIGARE SECURITIES LTD Broker Detail... 756,105 178
RELIANCE SECURITIES LTD Broker Detail... 665,141 141
KOTAK SECURITIES LTD Broker Detail... 625,312 85
MOTILAL OSWAL SECURITIES LTD Broker Detail... 595,786 80
INDIABULLS VENTURES LTD Broker Detail... 580,929 71
GEOJIT BNP PARIBAS FINANCIAL SERVICES LTD Broker Detail... 450,537 24
KARVY STOCK BROKING LTD Broker Detail... 427,708 77
ANAND RATHI SHARE & STOCK BROKERS LTD Broker Detail... 288,563 83
SMC GLOBAL SECURITIES LTD Broker Detail... 271,495 81
ANAND RATHI FINANCIAL SERVICES LTD 252,954 4
BONANZA PORTFOLIO LTD Broker Detail... 239,235 68
ASIT C MEHTA INVESTMENT INTERRMEDIATES LTD Broker Detail... 211,414 12
EDELWEISS FINANCIAL ADVISORS LTD 208,491 16
ADITYA BIRLA MONEY LTD Broker Detail... 205,276 63
SBICAP SECURITIES LTD Broker Detail... 194,476 32
HSBC INVESTDIRECT SECURITIES INDIA LTD 188,466 35
MARWADI SHARES & FINANCE LTD Broker Detail... 149,324 6
SHCIL SERVICES LTD 139,699 10
SHRIRAM INSIGHT SHARE BROKERS LTD 130,400 10
STANDARD CHARTERED SECURITIES INDIA LTD 129,773 26
NIRMAL BANG SECURITIES PVT LTD Broker Detail... 123,010 68
SUSHIL FINANCIAL SERVICES PVT LTD Broker Detail... 121,006 5
ARCADIA SHARE & STOCK BROKERS PVT LTD Broker Detail... 120,983 30
VENTURA SECURITIES LTD Broker Detail... 116,399 16
UNICON SECURITIES PVT LTD 114,882 42
EMKAY GLOBAL FINANCIAL SERVICES LTD Broker Detail... 113,183 19
JRG SECURITIES LTD 96,963 15
MASTER CAPITAL SERVICES LTD Broker Detail... 96,268 5
SHRI PARASRAM HOLDINGS PVT LTD Broker Detail... 95,747 5
JM FINANCIAL SERVICES LTD Broker Detail... 92,506 9
ASE CAPITAL MARKETS LTD Broker Detail... 90,519 24
NETWORTH STOCK BROKING LTD Broker Detail... 89,991 20
ARIHANT CAPITAL MARKETS LTD Broker Detail... 87,990 10
HEM SECURITIES LTD Broker Detail... 87,916 13
EDELWEISS BROKING LTD Broker Detail... 85,506 20
ASHIKA STOCK BROKING LTD Broker Detail... 81,498 5
BMA WEALTH CREATORS LTD 81,353 79
MONARCH RESEARCH & BROKERAGE PVT LTD 80,474 1
JHAVERI SECURITIES LTD 78,842 5
IDBI CAPITAL MARKET SERVICES LTD Broker Detail... 77,308 9
SHAH INVESTORS HOME LTD Broker Detail... 76,454 2
ALANKIT ASSIGNMENTS LTD Broker Detail... 74,295 9
LKP SECURITIES LTD Broker Detail... 68,054 7
VSE STOCK SERVICES LTD 66,453 2
MANGAL KESHAV SECURITIES LTD Broker Detail... 64,163 7
ISE SECURITIES & SERVICES LTD Broker Detail... 62,467 5
KANTILAL CHHAGANLAL SECURITIES PVT LTD Broker Detail... 62,310 10
MANSUKH STOCK BROKERS LTD Broker Detail... 62,141 10
TRUSTLINE SECURITIES LTD Broker Detail... 61,385 29
GLOBE CAPITAL MARKET LTD Broker Detail... 60,849 18
PRABHUDAS LILLADHER PVT LTD Broker Detail... 58,609 6
JOINDRE CAPITAL SERVICES LTD Broker Detail... 56,920 2
STEEL CITY SECURITIES LTD 56,517 3
PHILLIPCAPITAL INDIA PVT LTD Broker Detail... 55,752 5
SYKES & RAY EQUITIES INDIA LTD Broker Detail... 55,222 1
JAINAM SHARE CONSULTANTS PVT LTD Broker Detail... 51,840 5
KISAN RATILAL CHOKSEY SHARES & SECURITIES PVT LTD Broker Detail... 50,966 3
WAY2WEALTH BROKERS PVT LTD Broker Detail... 50,594 12
L.S.E.SECURITIES LTD 46,705 1
SYSTEMATIX SHARES & STOCKS INDIA LTD Broker Detail... 46,519 9
KIFS SECURITIES LTD Broker Detail... 43,520 2
SSJ FINANCE & SECURITIES PVT LTD Broker Detail... 40,888 7
SUNIDHI SECURITIES & FINANCE LTD Broker Detail... 40,362 1
AXIS CAPITAL LTD 39,192 4
FAIRWEALTH SECURITIES LTD 37,757 9
MAGNUM EQUITY BROKING LTD 35,820 1
MEHTA EQUITIES LTD 35,745 2
GUINESS SECURITIES LTD 35,544 4
SKSE SECURITIES LTD 35,406 3
SHILPA STOCK BROKER PVT LTD 34,434 5
INVENTURE GROWTH & SECURITIES LTD Broker Detail... 32,798 2
SWASTIKA INVESTMART LTD 31,488 2
MICROSEC CAPITAL LTD Broker Detail... 30,841 7
CONSORTIUM SECURITIES PVT LTD 30,491 9
DESTIMONEY SECURITIES PVT LTD Broker Detail... 30,251 19
FORTUNE EQUITY BROKERS INDIA LTD 29,801 12
PSE SECURITIES LTD 28,878 1
ITI FINANCIAL SERVICES LTD 28,044 5
ADROIT FINANCIAL SERVICES PVT LTD 27,406 5
INDIA CAPITAL MARKETS PVT LTD 25,445 3
EDELWEISS SECURITIES LTD 25,324 18
MANUBHAI MANGALDAS SECURITIES PVT LTD Broker Detail... 24,974 1
SHREE BAHUBALI INTERNATIONAL LTD 23,370 1
SVS SECURITIES PVT LTD Broker Detail... 22,923 1
SPFL SECURITIES LTD Broker Detail... 22,847 2
ALMONDZ GLOBAL SECURITIES LTD 22,362 4
WEALTH MANTRA LTD 22,347 3
KALPATARU MULTIPLIER LTD 21,810 1
ANUGRAH STOCK & BROKING PVT LTD Broker Detail... 21,620 2
INDUS PORTFOLIO PVT LTD Broker Detail... 21,564 4
MUTHOOT SECURITIES LTD 21,270 3
EXCLUSIVE BROKING HOUSE LTD 21,207 2
ABHIPRA CAPITAL LTD 21,099 12
CHOLAMANDALAM SECURITIES LTD 21,078 1
MARFATIA STOCK BROKING PVT LTD Broker Detail... 21,015 2
ACUMEN CAPITAL MARKET INDIA LTD 20,878 4
SHAREWEALTH SECURITIES LTD 20,355 3
TRUSTED SHARES & INVESTMENTS LTD 20,038 2
INVESTMENTOR SECURITIES LTD 18,875 1
RR EQUITY BROKERS PVT LTD 18,732 10
HEDGE EQUITIES LTD 18,618 2
CANARA BANK SECURITIES LTD 18,430 1
PACE STOCK BROKING SERVICES PVT LTD Broker Detail... 18,113 20
J.L.SHAH SECURITIES PVT LTD 17,959 2
GEPL CAPITAL PVT LTD 17,092 2
SKP SECURITIES LTD 16,819 4
MSE FINANCIAL SERVICES LTD 16,593 3
HORNIC INVESTMENT PVT LTD 16,540 1
INDIRA SECURITIES PVT LTD Broker Detail... 16,285 1
BP EQUITIES PVT LTD Broker Detail... 15,939 2
MPSE SECURITIES LTD 15,760 1
MATALIA STOCK BROKING PVT LTD 15,568 1
RATNAKAR SECURITIES PVT LTD Broker Detail... 15,528 1
WELLWORTH SHARE & STOCK BROKING LTD Broker Detail... 15,379 2
DANI SHARES & STOCKS PVT LTD Broker Detail... 15,284 7
ELITE WEALTH ADVISORS LTD 14,776 3
VCK SHARE & STOCK BROKING SERVICES LTD 14,631 1
INDIA ADVANTAGE SECURITIES LTD Broker Detail... 14,274 15
NORTHEAST BROKING SERVICES LTD 14,052 1
COMPETENT FINMAN PVT LTD 13,782 2
BAKLIWAL FINANCIAL SERVICES INDIA PVT LTD 13,077 1
RAJVI STOCK BROKING LTD Broker Detail... 13,028 2
R.K. STOCKHOLDING PVT LTD 12,522 1
TATA SECURITIES LTD 12,033 3
IFCI FINANCIAL SERVICES LTD 12,014 6
Axis Securities Limited Broker Detail... 11,743 1
JHP SECURITIES PVT LTD 11,609 1
KAYNET CAPITAL LTD Broker Detail... 11,350 11
SATCO CAPITAL MARKETS LTD Broker Detail... 11,190 1
A C CHOKSI SHARE BROKERS PVT LTD Broker Detail... 11,187 2
HSE SECURITIES LTD 11,123 2
PROGRESSIVE SHARE BROKERS PVT LTD Broker Detail... 11,013 1
SANGHAVI BROTHERS BROKERAGE LTD Broker Detail... 11,004 1
P.SURYAKANT SHARE & STOCK BROKERS PVT LTD 10,680 1
R WADIWALA SECURITIES PVT LTD 10,632 1
ZUARI INVESTMENTS LTD 10,364 7
DJS STOCK & SHARES LTD 10,350 3
DB (INTERNATIONAL) STOCK BROKERS LTD Broker Detail... 9,551 5
CENTRUM BROKING LTD 9,372 1
FULLERTON SECURITIES & WEALTH ADVISORS LTD 9,247 2
SAURASHTRA CAPITAL SERVICES PVT LTD 9,246 1
JYOTI PORTFOLIO LTD 9,078 1
VERTEX SECURITIES LTD 9,052 2
C.D. EQUISEARCH PVT LTD 9,041 8
K.G.VORA SECURITIES LTD 8,766 1
MULTIPLEX CAPITAL LTD 8,708 2
SAIKRIPA SECURITIES LTD 8,637 1
INDIANIVESH SECURITIES PVT LTD 8,494 2
GOGIA CAPITAL SERVICES LTD Broker Detail... 8,368 1
DBFS SECURITIES LTD 8,176 3
AJMERA ASSOCIATES LTD Broker Detail... 8,070 1
PUG STOCK BROKERS PVT LTD 7,968 1
BHARAT BHUSHAN EQUITY TRADERS LTD 7,942 1
SPA SECURITIES LTD 7,880 4
L.F.C.SECURITIES PVT LTD Broker Detail... 7,858 1
DSE FINANCIAL SERVICES LTD 7,718 1
FORTUNE FISCAL LTD 7,521 1
INFINITY.COM FINANCIAL SECURITIES LTD 7,201 3
MODEX INTERNATIONAL SECURITIES LTD Broker Detail... 7,184 2
PRAMODKUMAR JAIN SECURITIES PVT LTD Broker Detail... 7,073 3
BLB LTD 7,024 3
RK GLOBAL EQUITY BROKING LTD 6,907 1
KK SECURITIES LTD 6,854 3
INTEGRATED ENTERPRISES INDIA LTD 6,727 3
INDBANK MERCHANT BANKING SERVICES LTD 6,715 1
PEERLESS SECURITIES LTD Broker Detail... 6,435 1
NIRMAL BANG EQUITIES PVT LTD 6,373 1
PATERSON SECURITIES PVT LTD Broker Detail... 6,060 2
ZODIAC BROKING PVT LTD 5,624 1
BEST BULL STOCK TRADING PVT LTD 5,492 9
FINQUEST SECURITIES PVT LTD 5,360 2
IKM INVESTORS PVT LTD 5,188 1
B.R.JALAN SECURITIES PVT LTD 5,005 1
FORT SHARE BROKING PVT LTD 4,882 1
AMBIT SECURITIES BROKING PVT LTD 4,722 1
INANI SECURITIES LTD 4,712 1
Vikson Securities PVT LTD 4,350 1
NAVJEEVAN EQUITY BROKING PVT LTD 4,289 15
ACTION FINANCIAL SERVICES INDIA LTD 4,076 1
MUNOTH CAPITAL MARKET LTD 3,910 4
TRANSWORLD SECURITIES LTD 3,874 1
CAPITAL FIRST SECURITIES LTD 3,792 2
WELLINDIA SECURITIES LTD 3,773 4
KAMAL KUMAR JALAN SECURITIES PVT LTD Broker Detail... 3,733 1
CPR CAPITAL SERVICES LTD Broker Detail... 3,665 5
ENAM SECURITIES PVT LTD 3,620 1
VASANTI SHARE BROKERS LTD 3,592 2
KEYNOTE CAPITALS LTD 3,526 1
LALKAR SECURITIES PVT LTD 3,464 1
SKI CAPITAL SERVICES LTD 3,282 1
SHREEPATI HOLDINGS & FINANCE PVT LTD 3,241 1
LAKSHMISHREE INVESTMENT & SECURITIES PVT LTD 3,044 3
ESCORTS SECURITIES LTD 2,863 1
NAVKAR WEALTH SERVICES PVT LTD 2,793 8
AMRAPALI CAPITAL & FINANCE SERVICES LTD Broker Detail... 2,746 1
FRR SHARES & SECURITIES LTD 2,549 2
MAXIMUS SECURITIES LTD 2,512 1
SOMAYAJULU & CO. LTD 2,448 2
FALCON BROKERAGE PVT LTD 2,411 2
BANSAL FINSTOCK PVT LTD Broker Detail... 2,404 9
ADINATH STOCK BROKING PVT LTD 2,172 1
DHYAN STOCK BROKING PVT LTD 2,170 1
SIC STOCKS & SERVICES PVT LTD Broker Detail... 1,945 2
FINANCE MONITOR INDIA PVT LTD 1,696 2
IDFC SECURITIES LTD 1,548 1
RATNABALI CAPITAL MARKETS LTD 1,523 1
SANCHAY FINCOM LTD 1,498 14
JASH SECURITIES PVT LTD 1,270 1
KHANDWALA SECURITIES LTD 1,240 1
VIJETA BROKING INDIA PVT LTD Broker Detail... 1,230 1
GRISHMA SECURITIES PVT LTD 1,203 2
MaxGrowth Capital PVT LTD 1,059 2
MANSUKHLAL MANILAL UPADHYAY 976 1
SHIVNARAYAN NEMANI SHARE & STOCK BROKERS PVT LTD 871 1
KMS STOCK BROKING CO PVT LTD 732 1
A C AGARWAL SHARE BROKERS PVT LTD 656 1
ANUSH SHARES & SECURITIES PVT LTD 651 1
Mithun Securities PVT LTD 622 1
R R CHOKHANI STOCK BROKERS PVT LTD 610 1
AXIS SHARES & SECURITIES PVT LTD 548 2
HJN CAPITAL SERVICES PVT LTD 522 1
RTG SHARE BROKING LTD 418 2
NANGALIA STOCK BROKING PVT LTD 363 2
Indian Finance Guaranty LTD 300 1
Greenbucks Securities PVT Ltd 294 6
PORTFOLIO FINANCIAL SERVICES LTD 249 1
GURU EQUITY BROKER PVT LTD 219 2
RAGHUNANDAN CAPITAL PVT LTD Broker Detail... 182 2
BAJAJ CAPITAL INVESTOR SERVICES LTD 169 1
NAKAMICHI SECURITIES LTD 156 1
T R CAPITAL LTD 104 1
R K Global Shares & Securities LTD Broker Detail... 95 1
ARTISTIC FINANCE PVT LTD 88 2
JOGLEKAR INVESTMENTS PVT LTD 46 2
SINO SECURITIES PVT LTD 41 1

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